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<100k7.008760951189% Complete (success)
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150k-200k32.290362953692% Complete (warning)
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EMPLOYERJOB TITLEBASE SALARYLOCATIONSUBMIT DATESTART DATECASE STATUS
NORTH AMERICA BLOCKCHAIN ASSOCIATIONVICE PRESIDENT70,000MILPITAS, CA03/08/201708/01/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT109,640NEW YORK, NY08/01/201710/01/2017CERTIFIED
FELIX OPPORTUNITIES INCVICE PRESIDENT10,000NEW YORK CITY, NY11/06/201712/01/2017DENIED
FELIX OPPORTUNITIES INCVICE PRESIDENT10,000NEW YORK CITY, NY11/13/201712/01/2017CERTIFIED
SCS FINANCIAL SERVICES LLCVICE PRESIDENT62,457BOSTON, MA08/24/201709/05/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT64,813WILMINGTON, DE09/12/201709/29/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT65,270WILMINGTON, DE04/27/201709/30/2017CERTIFIED
NYCEDC (NEW YORK CITY ECONOMIC DEVELOPMENT CORPORATION)VICE PRESIDENT66,165NEW YORK, NY01/23/201703/03/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT69,451WILMINGTON, DE12/22/201701/01/2018CERTIFIED
JEFFERIES INVESTMENT ADVISERS LLCVICE PRESIDENT71,000NEW YORK, NY05/02/201710/04/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT73,986WILMINGTON, DE09/12/201709/29/2017WITHDRAWN
CMAX COMMUNICATIONS CORPORATIONVICE PRESIDENT80,000WASHINGTON, DC11/05/201712/01/2017CERTIFIED
KEIZER SOLUTIONS INCVICE PRESIDENT80,000SOUTHFIELD, MI03/07/201703/21/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT80,000NEWARK, DE03/08/201709/06/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT80,000NEWARK, DE03/15/201709/13/2017CERTIFIED
CUBIST SYSTEMATIC STRATEGIES LLCVICE PRESIDENT82,139NEW YORK, NY02/13/201708/15/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT82,139NEW YORK, NY02/25/201708/15/2017CERTIFIED
JEFFERIES LLCVICE PRESIDENT83,000JERSEY CITY, NJ05/02/201705/25/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT83,408MIAMI, FL03/15/201708/15/2017CERTIFIED
HOULIHAN LOKEY INCVICE PRESIDENT85,000SAN FRANCISCO, CA03/14/201709/13/2017CERTIFIED
WELLINGTON FINANCIAL USA FUND (V) INCVICE PRESIDENT85,000MENLO PARK, CA03/21/201709/19/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT85,600SAN FRANCISCO, CA03/17/201703/20/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT85,600SAN FRANCISCO, CA03/17/201703/20/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT87,776WILMINGTON, DE02/26/201708/16/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT88,600NEW YORK, NY08/16/201709/30/2017CERTIFIED
SIGNAL GROUP CONSULTING LLCVICE PRESIDENT89,773WASHINGTON, DC04/13/201704/17/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT90,376NEW YORK, NY06/13/201706/19/2017CERTIFIED
INSTITUTIONAL SHAREHOLDER SERVICES INCVICE PRESIDENT90,688ROCKVILLE, MD01/03/201704/02/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT92,768NEW YORK, NY11/28/201701/01/2018CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT92,768NEW YORK, NY11/28/201701/01/2018CERTIFIED
MSCI INCVICE PRESIDENT93,000NORMAN, OK05/12/201711/01/2017CERTIFIED
JEFFERIES INVESTMENT ADVISERS LLCVICE PRESIDENT93,200NEW YORK, NY03/16/201709/15/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT93,900SEATTLE, WA01/26/201706/10/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT94,099WILMINGTON, DE02/26/201708/25/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT94,266PRINCETON, NJ12/13/201701/07/2018CERTIFIED
UNIVERSAL ASSET MANAGEMENT INCVICE PRESIDENT95,000MEMPHIS, TN09/28/201710/06/2017CERTIFIED
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD NEW YORK BRANCHVICE PRESIDENT95,000NEW YORK, NY01/13/201702/08/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT95,000NEW YORK, NY03/08/201709/06/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT95,160NEW YORK, NY01/05/201701/05/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT95,160NEW YORK, NY03/16/201707/17/2017CERTIFIED
BLACKROCK CORPORATION US INCVICE PRESIDENT95,160NEW YORK, NY03/16/201709/10/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT95,160NEW YORK, NY03/16/201708/02/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT95,160NEW YORK, NY03/16/201708/16/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT95,181WILMINGTON, DE09/11/201709/30/2017CERTIFIED
MSCI INCVICE PRESIDENT95,500NEW YORK, NY03/15/201709/10/2017CERTIFIED
MSCI INCVICE PRESIDENT95,500NEW YORK, NY03/20/201709/10/2017CERTIFIED
MSCI INCVICE PRESIDENT95,500NEW YORK, NY03/21/201709/10/2017CERTIFIED
MSCI INCVICE PRESIDENT95,500NEW YORK, NY03/21/201709/10/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT96,845WILMINGTON, DE03/04/201708/15/2017WITHDRAWN
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT96,845WILMINGTON, DE03/07/201707/25/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT96,845WILMINGTON, DE03/09/201708/30/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT96,845WILMINGTON, DE03/17/201703/20/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT97,302NEW YORK, NY06/30/201712/03/2017DENIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT97,302NEW YORK, NY07/06/201712/03/2017CERTIFIED
SGX AMERICA LTDVICE PRESIDENT98,896CHICAGO, IL06/15/201707/01/2017CERTIFIED
MORGAN STANLEY FUND SERVICES INCVICE PRESIDENT99,000PURCHASE, NY05/18/201710/05/2017CERTIFIED
MORGAN STANLEY FUND SERVICES INCVICE PRESIDENT99,000PURCHASE, NY07/17/201710/05/2017CERTIFIED
CSL CAPITAL MANAGEMENT LLCVICE PRESIDENT100,000HOUSTON, TX02/27/201703/13/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT100,000NEWARK, DE03/16/201709/14/2017CERTIFIED
MORGAN STANLEY SMITH BARNEY LLCVICE PRESIDENT100,000NEW YORK, NY03/21/201709/19/2017CERTIFIED
MORGAN STANLEY SMITH BARNEY LLCVICE PRESIDENT100,000NEW YORK, NY03/21/201709/19/2017CERTIFIED
APEX INDUSTRIAL TECHNOLOGIES LLCVICE PRESIDENT100,000MASON, OH04/03/201710/01/2017CERTIFIED
BLACKROCK CORPORATION US INCVICE PRESIDENT101,026SAN FRANCISCO, CA03/06/201708/20/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT101,254NEW YORK, NY12/05/201706/04/2018CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT101,254NEW YORK, NY12/12/201706/12/2018CERTIFIED
MORGAN STANLEY FUND SERVICES INCVICE PRESIDENT102,000NEW YORK, NY03/02/201708/29/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT103,000NEW YORK, NY02/23/201708/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT103,000NEW YORK, NY03/19/201709/18/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT103,210PRINCETON, NJ09/06/201702/11/2018CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT103,355PRINCETON, NJ03/07/201708/30/2017WITHDRAWN
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT103,355PRINCETON, NJ03/07/201708/30/2017WITHDRAWN
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT103,355PRINCETON, NJ03/13/201708/30/2017CERTIFIED
BLACKROCK INSTITUTIONAL SERVICES INCVICE PRESIDENT104,200NEW YORK, NY03/01/201708/30/2017CERTIFIED
BLACKROCK INSTITUTIONAL SERVICES INCVICE PRESIDENT104,200NEW YORK, NY03/16/201708/30/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT104,936NEW YORK, NY06/14/201706/19/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT105,000NEW YORK, NY02/17/201708/17/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT105,000HOUSTON, TX03/18/201709/15/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT105,900NEW YORK, NY09/20/201710/16/2017CERTIFIED
MORGAN STANLEY SMITH BARNEY LLCVICE PRESIDENT106,040NEW YORK, NY04/04/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT106,040NEW YORK, NY04/25/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT106,500NEW YORK, NY03/16/201709/13/2017CERTIFIED
JEFFERIES LLCVICE PRESIDENT107,000NEW YORK, NY02/15/201707/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT107,000NEW YORK, NY02/17/201708/17/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT107,266NEW YORK, NY08/04/201701/18/2018CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT107,266NEW YORK, NY08/16/201709/30/2017CERTIFIED
BLACKROCK CORPORATION US INCVICE PRESIDENT107,494SAN FRANCISCO, CA10/31/201711/06/2017CERTIFIED
MSCI INCVICE PRESIDENT107,910BERKELEY, CA03/10/201708/10/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT108,555NEW YORK, NY03/04/201708/15/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT108,560NEW YORK, NY03/13/201708/27/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT109,000NEW YORK, NY03/09/201709/06/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT109,034WILMINGTON, DE02/16/201708/15/2017CERTIFIED
BLACKROCK CAPITAL MANAGEMENT INCVICE PRESIDENT109,035WILMINGTON, DE06/23/201711/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT110,000NEW YORK, NY02/20/201708/19/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT110,000NEW YORK, NY03/07/201708/25/2017CERTIFIED
REDCAR PROPERTIES LTDVICE PRESIDENT110,000LOS ANGELES, CA03/08/201709/05/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT110,219NEW YORK, NY04/06/201710/01/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT110,718NEW YORK, NY03/03/201708/30/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT111,000JERSEY CITY, NJ06/13/201711/20/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,051NEW YORK, NY09/08/201709/18/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY01/13/201703/02/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/03/201708/15/2017CERTIFIED
BLACKROCK REALTY ADVISORS INCVICE PRESIDENT111,405NEW YORK, NY03/04/201708/15/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/06/201708/02/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/07/201706/26/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/07/201708/16/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT111,405NEW YORK, NY03/13/201703/20/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/13/201703/20/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/15/201706/16/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY03/16/201703/20/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT111,405NEW YORK, NY03/16/201703/20/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT111,405NEW YORK, NY03/31/201709/16/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY04/06/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT111,405NEW YORK, NY04/11/201709/16/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY04/21/201705/08/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY06/30/201712/03/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT111,405NEW YORK, NY07/06/201712/03/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT111,500NEW YORK, NY05/02/201709/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT111,500NEW YORK, NY05/08/201709/16/2017DENIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT111,500NEW YORK, NY05/11/201709/16/2017WITHDRAWN
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT111,500NEW YORK, NY05/15/201709/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT112,000NEW YORK, NY03/06/201708/31/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT112,000NEW YORK, NY03/09/201709/06/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT113,000NEW YORK, NY07/03/201710/01/2017CERTIFIED
PERSISTENT SYSTEMS INCVICE PRESIDENT113,318ATLANTA, GA04/13/201704/20/2017CERTIFIED
MSCI INCVICE PRESIDENT113,600NEW YORK, NY02/23/201708/16/2017CERTIFIED
MSCI INCVICE PRESIDENT113,600NEW YORK, NY03/23/201708/16/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT114,026NEW YORK, NY10/23/201711/13/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT114,026NEW YORK, NY12/29/201701/31/2018CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT114,100NEW YORK, NY03/05/201708/30/2017CERTIFIED
MORGAN STANLEY INVESTMENT MANAGEMENT INCVICE PRESIDENT115,000NEW YORK, NY12/13/201701/01/2018CERTIFIED
SOUTHSIDE BUSINESS TECHNOLOGY CENTER INCVICE PRESIDENT115,000DANVILLE, VA01/18/201706/25/2017CERTIFIED
SENECA MORTGAGE COMPANY LLCVICE PRESIDENT115,000ADDISON, TX03/03/201709/01/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT115,000JERSEY CITY, NJ03/09/201709/07/2017CERTIFIED
SOUTHSIDE BUSINESS TECHNOLOGY CENTER INCVICE PRESIDENT115,000DANVILLE, VA03/20/201709/19/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT115,000NEW YORK, NY03/23/201707/30/2017CERTIFIED
WISE MEN CONSULTANTS INCVICE PRESIDENT115,000HOUSTON, TX05/15/201706/01/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT115,398NEW YORK, NY02/02/201707/01/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT115,398NEW YORK, NY03/07/201707/01/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT115,398NEW YORK, NY06/14/201706/19/2017CERTIFIED
UNITED OVERSEAS BANK LIMITEDVICE PRESIDENT115,440NEW YORK, NY01/13/201704/12/2017CERTIFIED
POINT72 ASSET MANAGEMENT LPVICE PRESIDENT115,544STAMFORD, CT08/07/201708/14/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT115,586NEW YORK, NY09/11/201709/25/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT115,586NEW YORK, NY09/12/201709/25/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT116,272NEW YORK, NY07/21/201712/07/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT116,272NEW YORK, NY09/20/201710/23/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT117,000NEW YORK, NY08/24/201702/11/2018CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT117,312NEW YORK, NY03/16/201708/02/2017CERTIFIED
WELLINGTON FINANCIAL USA FUND (V) INCVICE PRESIDENT117,500MENLO PARK, CA03/21/201709/19/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT117,770SAN FRANCISCO, CA03/17/201703/20/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT117,770SAN FRANCISCO, CA03/17/201703/20/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT117,770SAN FRANCISCO, CA04/24/201710/01/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT117,770SAN FRANCISCO, CA06/26/201712/15/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT117,770SAN FRANCISCO, CA07/11/201701/10/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT118,000NEW YORK, NY02/25/201708/25/2017CERTIFIED
SK RESOURCE MANAGEMENT LLCVICE PRESIDENT118,331NEW YORK, NY06/22/201711/28/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT119,000NEW YORK, NY01/04/201706/21/2017CERTIFIED
MSCI INCVICE PRESIDENT119,000NEW YORK, NY03/15/201709/10/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT119,000NEW YORK, NY03/22/201709/16/2017CERTIFIED
MSCI INCVICE PRESIDENT119,000NEW YORK, NY03/25/201709/10/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT119,000NEW YORK, NY04/17/201705/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT119,500NEW YORK, NY02/01/201707/28/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT119,500NEW YORK, NY02/22/201707/28/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT119,642SAN FRANCISCO, CA03/06/201708/30/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT119,642SAN FRANCISCO, CA03/06/201709/01/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT120,000JACKSONVILLE, FL02/01/201707/07/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT120,000NEW YORK, NY02/01/201707/28/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT120,000JACKSONVILLE, FL02/01/201707/07/2017CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT120,000MORRISVILLE, NC02/03/201704/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT120,000NEW YORK, NY03/02/201708/28/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT120,000NEW YORK, NY03/17/201709/14/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT120,000JACKSONVILLE, FL03/17/201709/15/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT120,000NEW YORK, NY03/21/201709/16/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT120,000WILMINGTON, DE05/16/201706/05/2017CERTIFIED
VIRTUALITY USA LLCVICE PRESIDENT120,000WEST NYACK, NY06/02/201706/15/2017CERTIFIED
VIRTUALITY USA LLCVICE PRESIDENT120,000WEST NYACK, NY06/02/201706/15/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT120,000NEW YORK, NY06/15/201709/10/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT120,000NEW YORK, NY06/20/201710/27/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT120,000NEW YORK, NY06/27/201712/27/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT120,000NEW YORK, NY07/31/201701/05/2018CERTIFIED
BANCO SANTANDER SA NEW YORK BRANCHVICE PRESIDENT120,000NEW YORK, NY08/17/201708/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT120,900NEW YORK, NY11/14/201703/20/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT121,000NEW YORK, NY02/15/201708/06/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT121,225NEW YORK, NY02/15/201708/06/2017DENIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT121,225NEW YORK, NY02/25/201708/06/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT122,000NEW YORK, NY12/08/201712/11/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT122,429SAN FRANCISCO, CA11/07/201701/01/2018CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT122,429SAN FRANCISCO, CA07/07/201708/29/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT122,533SEATTLE, WA06/28/201710/21/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT123,000NEW YORK, NY02/17/201708/17/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592NEW YORK, NY02/27/201708/09/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592NEW YORK, NY03/01/201708/30/2017CERTIFIED
BLACKROCK INSTITUTIONAL SERVICES INCVICE PRESIDENT124,592NEW YORK, NY03/04/201708/15/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592NEW YORK, NY03/08/201709/01/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592PRINCETON, NJ03/12/201708/30/2017WITHDRAWN
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT124,592NEW YORK, NY03/16/201708/16/2017WITHDRAWN
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592NEW YORK, NY03/13/201703/20/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT124,592NEW YORK, NY03/13/201703/20/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592PRINCETON, NJ03/15/201708/30/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT124,592NEW YORK, NY03/16/201703/20/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT124,592NEW YORK, NY03/16/201708/16/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT124,592NEW YORK, NY03/16/201703/20/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT124,592NEW YORK, NY03/18/201707/04/2017CERTIFIED
FIG LLCVICE PRESIDENT124,592NEW YORK, NY06/09/201706/19/2017CERTIFIED
BLACKROCK INVESTMENT MANAGEMENT LLCVICE PRESIDENT124,592NEW YORK, NY06/14/201710/25/2017CERTIFIED
ALLEN & COMPANYVICE PRESIDENT125,000NEW YORK, NY03/01/201708/18/2017WITHDRAWN
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT125,000NEW YORK, NY10/02/201703/24/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT125,000NEW YORK, NY02/13/201708/15/2017CERTIFIED
MADISON DEARBORN PARTNERS LLCVICE PRESIDENT125,000CHICAGO, IL02/14/201708/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT125,000NEW YORK, NY02/20/201708/22/2017CERTIFIED
JEFFERIES LLCVICE PRESIDENT125,000NEW YORK, NY02/21/201706/16/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT125,000JERSEY CITY, NJ02/22/201707/26/2017CERTIFIED
ALLEN & COMPANYVICE PRESIDENT125,000NEW YORK, NY03/01/201708/18/2017CERTIFIED
CITIBANK NAVICE PRESIDENT125,000LONG ISLAND CITY, NY03/17/201708/01/2017CERTIFIED
BNP PARIBASVICE PRESIDENT125,000NEW YORK, NY03/20/201709/14/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT125,000NEW YORK, NY03/22/201709/21/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT125,000NEW YORK, NY04/04/201710/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT125,000NEW YORK, NY04/20/201706/27/2017CERTIFIED
EVERCORE PARTNERS SERVICES EAST LLCVICE PRESIDENT125,000NEW YORK, NY09/08/201709/15/2017CERTIFIED
POINT72 ASSET MANAGEMENT LPVICE PRESIDENT125,923STAMFORD, CT05/15/201711/14/2017CERTIFIED
MORGAN STANLEY PRIVATE BANK NAVICE PRESIDENT126,000NEW YORK, NY12/27/201705/02/2018CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT126,000JERSEY CITY, NJ10/13/201712/08/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT126,000NEW YORK, NY03/13/201709/07/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT126,000NEW YORK, NY03/16/201709/12/2017CERTIFIED
MORGAN STANLEY BANK NAVICE PRESIDENT126,000NEW YORK, NY07/17/201710/03/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT126,000NEW YORK, NY07/17/201701/14/2018CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT126,000RESEARCH TRIANGLE PARK, NC07/27/201708/01/2017CERTIFIED
MORGAN STANLEY BANK NAVICE PRESIDENT126,000NEW YORK, NY09/08/201710/03/2017CERTIFIED
INSIGNIA CAPITAL GROUP LPVICE PRESIDENT126,464WALNUT CREEK, CA02/13/201702/20/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT127,000NEW YORK, NY12/11/201704/05/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT127,000NEW YORK, NY04/26/201708/08/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT127,000NEW YORK, NY07/12/201711/15/2017CERTIFIED
IQOR US INCVICE PRESIDENT127,379PARSIPPANY, NJ09/28/201701/04/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT128,000NEW YORK, NY03/06/201708/07/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT128,000NEW YORK, NY03/19/201709/14/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT129,000NEW YORK, NY02/27/201708/23/2017CERTIFIED
MSCI INCVICE PRESIDENT129,501BERKELEY, CA03/11/201709/04/2017WITHDRAWN
MSCI INCVICE PRESIDENT129,501BERKELEY, CA03/11/201709/04/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT130,000RESEARCH TRIANGLE PARK, NC12/21/201701/02/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY12/19/201701/22/2018CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT130,000JERSEY CITY, NJ09/26/201710/02/2017CERTIFIED
MACQUARIE AMERICA SERVICES INCVICE PRESIDENT130,000NEW YORK, NY10/11/201702/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY10/11/201702/16/2018CERTIFIED
NOMURA SECURITIES INTERNATIONAL INCVICE PRESIDENT130,000NEW YORK, NY01/30/201707/30/2017CERTIFIED
MORGAN STANLEY FUND SERVICES INCVICE PRESIDENT130,000NEW YORK, NY01/31/201707/29/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY02/17/201708/17/2017CERTIFIED
MORGAN STANLEY FUND SERVICES INCVICE PRESIDENT130,000NEW YORK, NY02/20/201708/10/2017CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT130,000NEW YORK, NY02/22/201708/04/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT130,000NEW YORK, NY03/01/201705/09/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY03/03/201708/04/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT130,000NEW YORK, NY03/06/201708/28/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT130,000JERSEY CITY, NJ03/08/201708/20/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT130,000NEW YORK, NY03/10/201708/04/2017CERTIFIED
MORGAN STANLEY FUND SERVICES INCVICE PRESIDENT130,000PURCHASE, NY03/10/201709/09/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY03/20/201709/19/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT130,000NEWARK, DE05/16/201710/13/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT130,000JERSEY CITY, NJ06/01/201706/26/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY06/06/201707/03/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY06/12/201712/02/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY07/26/201708/07/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY08/29/201709/18/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT130,000NEW YORK, NY09/22/201710/16/2017CERTIFIED
MASTERCARD INTERNATIONAL INCORPORATEDVICE PRESIDENT130,700O'FALLON, MO07/11/201707/11/2017CERTIFIED
MASTERCARD INTERNATIONAL INCORPORATEDVICE PRESIDENT130,700O'FALLON, MO07/11/201707/17/2017CERTIFIED
CREDIT SUISSE ASSET MANAGEMENT LLCVICE PRESIDENT131,000NEW YORK, NY10/19/201710/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT131,000NEW YORK, NY12/19/201706/20/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT131,000NEW YORK, NY05/31/201709/12/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT131,100NEW YORK, NY11/10/201701/01/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT131,100NEW YORK, NY03/10/201709/06/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT131,940JERSEY CITY, NJ04/14/201707/17/2017WITHDRAWN
BNP PARIBAS RCC INCVICE PRESIDENT131,940JERSEY CITY, NJ04/21/201707/17/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT132,000NEW YORK, NY12/01/201705/30/2018CERTIFIED
JEFFERIES LLCVICE PRESIDENT132,000NEW YORK, NY03/06/201703/20/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT132,000JERSEY CITY, NJ03/21/201708/04/2017CERTIFIED
JEFFERIES LLCVICE PRESIDENT132,000JERSEY CITY, NJ03/22/201704/04/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT133,000NEW YORK, NY07/07/201701/06/2018CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT133,141NEW YORK, NY08/03/201711/17/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT133,141NEW YORK, NY08/29/201709/05/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT133,141NEW YORK, NY09/08/201710/23/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT133,180NEW YORK, NY07/26/201709/18/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT133,200NEW YORK, NY12/15/201706/04/2018CERTIFIED
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INCVICE PRESIDENT134,000NEW YORK, NY12/11/201701/01/2018WITHDRAWN
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INCVICE PRESIDENT134,000NEW YORK, NY12/11/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT134,600NEW YORK, NY02/01/201707/29/2017CERTIFIED
MUFG SECURITIES AMERICAS INCVICE PRESIDENT135,000NEW YORK, NY10/02/201710/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT135,000NEW YORK, NY12/18/201705/18/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT135,000NEW YORK, NY01/11/201701/23/2017CERTIFIED
MIZUHO BANK LTDVICE PRESIDENT135,000NEW YORK, NY02/10/201708/12/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT135,000JERSEY CITY, NJ02/19/201708/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT135,000NEW YORK, NY03/07/201709/02/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT135,000NEW YORK, NY03/13/201709/12/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT135,000NEW YORK, NY03/23/201709/12/2017CERTIFIED
MSLGROUP AMERICAS INCVICE PRESIDENT135,000NEW YORK, NY04/06/201704/20/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT135,000NEW YORK, NY05/17/201705/29/2017CERTIFIED
MIZUHO BANK LTDVICE PRESIDENT135,000NEW YORK, NY06/07/201712/02/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT135,000NEW YORK, NY06/27/201707/10/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT135,000NEW YORK, NY09/20/201703/20/2018WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT135,000NEW YORK, NY09/25/201703/23/2018CERTIFIED
ROC CAPITAL HOLDINGS LLCVICE PRESIDENT135,283NEW YORK, NY10/27/201711/02/2017WITHDRAWN
ROC CAPITAL HOLDINGS LLCVICE PRESIDENT135,283NEW YORK, NY10/31/201711/09/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT136,000JERSEY CITY, NJ03/23/201709/22/2017WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT136,000JERSEY CITY, NJ03/23/201709/22/2017CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT136,000NEW YORK, NY09/12/201712/07/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT136,300JERSEY CITY, NJ11/30/201704/03/2018CERTIFIED
POINT72 ASSET MANAGEMENT LPVICE PRESIDENT136,906NEW YORK, NY06/13/201712/04/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT137,000NEW YORK, NY03/13/201709/12/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT137,000NEW YORK, NY03/23/201709/12/2017CERTIFIED
PROJECT FINANCE ADVISORY LIMITEDVICE PRESIDENT137,821SAN FRANCISCO, CA03/10/201709/09/2017WITHDRAWN
PROJECT FINANCE ADVISORY LIMITEDVICE PRESIDENT137,821SAN FRANCISCO, CA03/13/201709/12/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT137,821SAN FRANCISCO, CA03/17/201708/15/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT137,821NEW YORK, NY04/21/201704/24/2017CERTIFIED
DB GLOBAL TECHNOLOGY INCVICE PRESIDENT139,520CARY, NC08/22/201702/20/2018WITHDRAWN
DB GLOBAL TECHNOLOGY INCVICE PRESIDENT139,520CARY, NC08/22/201702/20/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT140,000JERSEY CITY, NJ03/17/201704/01/2017WITHDRAWN
D E SHAW & CO LPVICE PRESIDENT140,000NEW YORK, NY11/10/201702/18/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT140,000NEW YORK, NY10/10/201710/12/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT140,000NEW YORK, NY12/01/201701/01/2018CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT140,000NEW YORK, NY01/12/201702/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT140,000NEW YORK, NY01/25/201705/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY02/01/201707/27/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY02/01/201707/27/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY02/09/201708/09/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY02/20/201708/22/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT140,000NEW YORK, NY02/22/201703/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT140,000NEW YORK, NY02/27/201708/29/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT140,000JERSEY CITY, NJ03/08/201708/15/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT140,000NEW YORK, NY03/10/201703/15/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT140,000NEW YORK, NY03/13/201709/09/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY03/17/201709/15/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT140,000JERSEY CITY, NJ03/17/201704/01/2017CERTIFIED
BNP PARIBASVICE PRESIDENT140,000NEW YORK, NY03/21/201709/09/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY04/04/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY04/07/201704/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY04/27/201705/22/2017CERTIFIED
HANOVER STREET CAPITAL LLCVICE PRESIDENT140,000NEW YORK, NY05/04/201705/15/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY05/08/201710/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT140,000NEW YORK, NY05/25/201709/07/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT140,000JERSEY CITY, NJ06/26/201707/24/2017WITHDRAWN
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT140,000NEW YORK, NY06/26/201712/10/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT140,000JERSEY CITY, NJ06/28/201706/28/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT140,000JERSEY CITY, NJ06/28/201707/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT140,000NEW YORK, NY07/12/201711/19/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT140,000NEW YORK, NY07/27/201710/01/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT140,250NEW YORK, NY10/31/201712/10/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT140,250NEW YORK, NY06/28/201712/10/2017CERTIFIED
VOCE COMMUNICATIONS INCVICE PRESIDENT141,750SUNNYVALE, CA03/09/201709/02/2017CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT141,835SAN FRANCISCO, CA08/07/201702/01/2018CERTIFIED
BLACKROCK INSTITUTIONAL TRUST COMPANY NAVICE PRESIDENT141,835SAN FRANCISCO, CA08/15/201708/21/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT142,000NEW YORK, NY04/21/201710/06/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT142,000JERSEY CITY, NJ08/15/201711/10/2017CERTIFIED
BEHAVIORAL IDEAS LAB INCVICE PRESIDENT142,000NEW YORK, NY09/20/201701/01/2018CERTIFIED
BLACKROCK INSTITUTIONAL SERVICES INCVICE PRESIDENT142,168SAN FRANCISCO, CA12/06/201705/15/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT142,600NEW YORK, NY07/10/201712/07/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT143,000NEW YORK, NY11/16/201701/01/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT143,000NEW YORK, NY04/20/201710/19/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT143,000NEW YORK, NY08/21/201702/06/2018CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT143,400JERSEY CITY, NJ11/03/201701/05/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT144,000NEW YORK, NY03/27/201709/23/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT144,000BROOKLYN, NY08/03/201710/01/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT144,685NEW YORK, NY03/13/201703/20/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT145,000NEW YORK, NY10/12/201703/26/2018CERTIFIED
BAIN CAPITAL LPVICE PRESIDENT145,000BOSTON, MA10/10/201712/20/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT145,000NEW YORK, NY12/05/201701/02/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT145,000NEW YORK, NY01/03/201706/30/2017CERTIFIED
MIZUHO BANK LTDVICE PRESIDENT145,000NEW YORK, NY02/14/201708/16/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT145,000BROOKLYN, NY03/01/201707/22/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT145,000NEW YORK, NY03/07/201709/04/2017CERTIFIED
GOLDMAN SACHS BANK USAVICE PRESIDENT145,000NEW YORK, NY03/20/201704/01/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT145,000NEW YORK, NY04/14/201705/12/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT145,000JERSEY CITY, NJ05/02/201705/29/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT145,000JERSEY CITY, NJ05/05/201705/15/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT145,000JERSEY CITY, NJ05/16/201711/09/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT145,000JERSEY CITY, NJ08/02/201708/03/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT145,000NEW YORK, NY08/02/201708/03/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT145,000NEW YORK, NY08/03/201708/28/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT145,040JERSEY CITY, NJ03/10/201709/08/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT146,000NEW YORK, NY01/25/201707/07/2017CERTIFIED
FIG LLCVICE PRESIDENT146,058NEW YORK, NY01/17/201702/03/2017CERTIFIED
RISK MITIGATION SOLUTIONS NEW YORK CORPORATIONVICE PRESIDENT146,058NEW YORK, NY04/26/201705/01/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT146,058NEW YORK, NY07/05/201707/15/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT146,165NEW YORK, NY11/09/201704/15/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT147,000NEW YORK, NY10/31/201711/06/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT147,000NEW YORK, NY11/20/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT147,000NEW YORK, NY01/25/201707/26/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT147,000JERSEY CITY, NJ05/03/201710/20/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT147,000NEW YORK, NY06/12/201706/21/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT147,000NEW YORK, NY06/19/201706/21/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT147,000NEW YORK, NY07/10/201707/31/2017CERTIFIED
BNP PARIBAS USA INCVICE PRESIDENT147,000NEW YORK, NY07/24/201709/03/2017CERTIFIED
MINTEL GROUP LTDVICE PRESIDENT147,243BROADWAY, NY05/01/201710/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT147,500NEW YORK, NY03/15/201709/11/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT147,500JERSEY CITY, NJ05/22/201705/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT148,000NEW YORK, NY01/27/201707/27/2017CERTIFIED
BNP PARIBASVICE PRESIDENT148,000NEW YORK, NY02/06/201708/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT148,000NEW YORK, NY03/16/201707/14/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT148,000NEW YORK, NY03/27/201709/22/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT148,000NEW YORK, NY08/10/201702/02/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT148,000NEW YORK, NY08/23/201709/08/2017CERTIFIED
DB GLOBAL TECHNOLOGY INCVICE PRESIDENT148,500CARY, NC02/14/201702/27/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT149,000NEW YORK, NY04/25/201709/18/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT149,250JERSEY CITY, NJ10/27/201702/07/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT149,598NEW YORK, NY12/21/201701/01/2018CERTIFIED
DEUTSCHE BANK TRUST COMPANY AMERICASVICE PRESIDENT149,598NEW YORK, NY08/19/201708/23/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT149,750JERSEY CITY, NJ08/28/201709/05/2017CERTIFIED
PETCO ANIMAL SUPPLIES STORES INCVICE PRESIDENT149,926SAN DIEGO, CA04/27/201704/29/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY02/01/201708/02/2017WITHDRAWN
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY04/25/201710/06/2017WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY11/08/201701/01/2018DENIED
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY11/27/201701/01/2018CERTIFIED
OAK HILL ADVISORS LPVICE PRESIDENT150,000NEW YORK, NY12/01/201712/01/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT150,000JERSEY CITY, NJ12/22/201701/01/2018CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY11/06/201711/20/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY10/18/201701/02/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY11/08/201701/01/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY11/21/201701/01/2018WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY12/12/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY11/14/201701/02/2018CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY12/06/201701/01/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY11/06/201705/04/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY11/13/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY10/02/201710/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY02/01/201708/02/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT150,000NEW YORK, NY02/07/201708/09/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT150,000NEW YORK, NY02/13/201703/13/2017CERTIFIED
EVERCORE PARTNERS SERVICES EAST LLCVICE PRESIDENT150,000NEW YORK, NY03/01/201708/31/2017CERTIFIED
EVERCORE PARTNERS SERVICES EAST LLCVICE PRESIDENT150,000NEW YORK, NY03/01/201708/31/2017CERTIFIED
MACQUARIE AMERICA SERVICES INCVICE PRESIDENT150,000HOUSTON, TX03/02/201705/08/2017CERTIFIED
TD SECURITIES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY03/07/201707/21/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY03/08/201703/27/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT150,000NEW YORK, NY03/10/201709/06/2017CERTIFIED
ASANTE CAPITAL GROUP ADVISORS LLCVICE PRESIDENT150,000NEW YORK, NY03/13/201705/01/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT150,000SAN FRANCISCO, CA03/13/201709/09/2017CERTIFIED
FPL CORPORATE SERVICES LLCVICE PRESIDENT150,000CHICAGO, IL03/13/201709/01/2017CERTIFIED
GOLDEN GATE CAPITAL INCVICE PRESIDENT150,000SAN FRANCISCO, CA03/17/201703/27/2017WITHDRAWN
GOLDEN GATE PRIVATE EQUITY INCVICE PRESIDENT150,000SAN FRANCISCO, CA03/20/201708/01/2017CERTIFIED
BNP PARIBASVICE PRESIDENT150,000NEW YORK, NY03/22/201708/27/2017CERTIFIED
MORGAN STANLEY SMITH BARNEY LLCVICE PRESIDENT150,000NEW YORK, NY04/05/201705/22/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT150,000NEW YORK, NY04/14/201705/01/2017WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT150,000JERSEY CITY, NJ04/14/201705/01/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT150,000NEW YORK, NY04/20/201709/09/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY04/25/201710/06/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY04/26/201709/22/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY05/18/201706/19/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY06/01/201707/03/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY06/08/201706/19/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY07/12/201708/21/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY08/03/201708/14/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY08/18/201709/18/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY08/25/201709/18/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT150,000NEW YORK, NY08/30/201709/11/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT150,000NEW YORK, NY09/22/201710/30/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT150,500JERSEY CITY, NJ02/03/201707/22/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT151,173NEW YORK, NY02/23/201707/22/2017CERTIFIED
BNP PARIBAS USA INCVICE PRESIDENT151,500NEW YORK, NY03/22/201709/13/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT151,800NEW YORK, NY11/21/201701/01/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT151,800NEW YORK, NY11/16/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT152,000NEW YORK, NY03/02/201708/28/2017CERTIFIED
DB GLOBAL TECHNOLOGY INCVICE PRESIDENT153,000CARY, NC12/22/201706/22/2018CERTIFIED
RH?NE GROUP LLCVICE PRESIDENT154,003NEW YORK, NY02/14/201708/02/2017CERTIFIED
IQOR US INCVICE PRESIDENT154,500PARSIPPANY, NJ01/18/201706/18/2017CERTIFIED
TORREYA PARTNERS LLCVICE PRESIDENT154,918NEW YORK, NY11/07/201711/14/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT155,000NEW YORK, NY03/29/201709/24/2017WITHDRAWN
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY10/31/201703/02/2018CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT155,000JERSEY CITY, NJ10/10/201710/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY10/19/201703/02/2018CERTIFIED
RREEF MANAGEMENT LLCVICE PRESIDENT155,000CHICAGO, IL01/24/201707/10/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY02/01/201708/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT155,000NEW YORK, NY02/13/201705/24/2017CERTIFIED
FLEXTRADE SYSTEMS INCVICE PRESIDENT155,000GREAT NECK, NY02/15/201703/01/2017CERTIFIED
JEFFERIES LLCVICE PRESIDENT155,000NEW YORK, NY02/22/201703/08/2017CERTIFIED
BNP PARIBAS USA INCVICE PRESIDENT155,000NEW YORK, NY03/08/201708/22/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT155,000NEW YORK, NY03/09/201709/08/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT155,000NEW YORK, NY03/10/201709/09/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT155,000NEW YORK, NY03/29/201709/24/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT155,000JERSEY CITY, NJ04/20/201710/17/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT155,000NEW YORK, NY04/25/201705/22/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT155,000NEW YORK, NY06/14/201707/10/2017CERTIFIED
JEFFERIES LLCVICE PRESIDENT155,000NEW YORK, NY06/27/201707/10/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY06/28/201707/17/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY07/11/201707/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY08/04/201709/25/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY08/07/201709/11/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT155,000NEW YORK, NY08/11/201709/25/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT155,200JERSEY CITY, NJ07/26/201701/25/2018CERTIFIED
FIDELITY BROKERAGE SERVICES LLCVICE PRESIDENT156,957SMITHFIELD, RI03/06/201709/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT157,000NEW YORK, NY11/03/201705/01/2018CERTIFIED
BNP PARIBAS USA INCVICE PRESIDENT157,000NEW YORK, NY10/23/201712/31/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT157,500NEW YORK, NY03/09/201708/25/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT157,500SEATTLE, WA03/15/201709/14/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT160,000NEW YORK, NY10/13/201710/20/2017WITHDRAWN
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT160,000NEW YORK, NY11/21/201712/04/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT160,000NEW YORK, NY09/27/201712/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT160,000NEW YORK, NY12/04/201702/01/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT160,000NEW YORK, NY10/13/201710/20/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT160,000NEW YORK, NY02/15/201704/13/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT160,000NEW YORK, NY02/16/201708/04/2017CERTIFIED
ADVANCED MATERIALS RESEARCH INCVICE PRESIDENT160,000JERICHO, NY02/27/201708/29/2017WITHDRAWN
FIRST ATLANTIC CAPITAL LTDVICE PRESIDENT160,000NEW YORK, NY02/22/201706/04/2017CERTIFIED
ADVANCED MATERIALS RESEARCH INCVICE PRESIDENT160,000JERICHO, NY03/01/201708/31/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY03/01/201708/25/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY03/02/201708/28/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT160,000NEW YORK, NY03/08/201709/04/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY03/09/201709/08/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT160,000JERSEY CITY, NJ03/10/201704/03/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT160,000JERSEY CITY, NJ03/10/201708/31/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT160,000NEW YORK, NY03/13/201705/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY03/15/201704/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY03/18/201704/24/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT160,000NEW YORK, NY04/10/201709/21/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY04/24/201710/13/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT160,000JERSEY CITY, NJ05/03/201705/22/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT160,000NEW YORK, NY05/18/201705/29/2017CERTIFIED
JP MORGAN CHASE & COVICE PRESIDENT160,000NEW YORK, NY07/03/201707/10/2017WITHDRAWN
JP MORGAN CHASE & COVICE PRESIDENT160,000NEW YORK, NY07/11/201707/11/2017WITHDRAWN
JP MORGAN CHASE & COVICE PRESIDENT160,000NEW YORK, NY07/11/201707/11/2017WITHDRAWN
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT160,000NEW YORK, NY07/12/201707/24/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT160,000NEW YORK, NY07/17/201707/24/2017CERTIFIED
BNP PARIBASVICE PRESIDENT160,000NEW YORK, NY07/19/201707/24/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT160,000NEW YORK, NY07/25/201707/31/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT160,000JERSEY CITY, NJ07/27/201707/28/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT160,000NEW YORK, NY08/10/201708/16/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY08/24/201709/18/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT160,000NEW YORK, NY08/29/201709/18/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT160,000NEW YORK, NY08/30/201709/06/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT160,000NEW YORK, NY08/30/201709/06/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT161,000NEW YORK, NY03/15/201708/09/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT161,500NEW YORK, NY11/07/201711/13/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT163,200NEW YORK, NY12/06/201706/05/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT163,200NEW YORK, NY06/23/201712/05/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT164,000NEW YORK, NY07/18/201701/06/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY12/13/201705/14/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY12/13/201705/06/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT165,000NEW YORK, NY11/15/201705/15/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT165,000NEW YORK, NY11/17/201701/01/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT165,000NEW YORK, NY11/09/201704/24/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT165,000NEW YORK, NY12/18/201712/22/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY11/09/201712/04/2017CERTIFIED
GLOBAL ATLANTIC FINANCIAL COMPANYVICE PRESIDENT165,000NEW YORK, NY01/18/201706/01/2017CERTIFIED
THE BLACKSTONE GROUPVICE PRESIDENT165,000NEW YORK, NY01/23/201706/10/2017CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT165,000NEW YORK, NY02/01/201707/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY02/01/201708/01/2017CERTIFIED
MIZUHO SECURITIES USA INCVICE PRESIDENT165,000NEW YORK, NY02/06/201706/12/2017CERTIFIED
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INCVICE PRESIDENT165,000NEW YORK, NY02/21/201703/06/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT165,000JERSEY CITY, NJ03/10/201703/24/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT165,000JERSEY CITY, NJ03/20/201704/10/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY04/04/201705/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000PURCHASE, NY04/04/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY04/04/201704/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY04/20/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY06/05/201706/20/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT165,000NEW YORK, NY08/11/201709/11/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT165,000NEW YORK, NY09/20/201710/30/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT165,006NEW YORK, NY09/20/201712/07/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT165,135BROOKLYN, NY06/05/201712/01/2017CERTIFIED
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INCVICE PRESIDENT165,600NEW YORK, NY11/02/201705/04/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT167,000NEW YORK, NY04/10/201705/19/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT167,000NEW YORK, NY05/10/201711/09/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT168,002NEW YORK, NY01/05/201701/16/2017CERTIFIED
ROBERT WALTERS ASSOCIATES CALIFORNIAVICE PRESIDENT169,562SAN FRANCISCO, CA06/15/201708/14/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT170,000NEW YORK, NY11/27/201701/01/2018WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT170,000NEW YORK, NY12/12/201701/01/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT170,000NEW YORK, NY11/21/201701/01/2018WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT170,000NEW YORK, NY12/29/201701/05/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT170,000NEW YORK, NY11/29/201711/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT170,000NEW YORK, NY11/14/201704/24/2018CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT170,000NEW YORK, NY11/14/201705/13/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT170,000NEW YORK, NY11/27/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT170,000NEW YORK, NY11/07/201701/02/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT170,000NEW YORK, NY01/30/201707/24/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT170,000JERSEY CITY, NJ02/06/201708/01/2017CERTIFIED
FTR LTDVICE PRESIDENT170,000DENVER, CO02/09/201708/01/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT170,000NEW YORK, NY02/13/201708/09/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT170,000NEW YORK, NY03/11/201709/06/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT170,000NEW YORK, NY03/30/201704/17/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT170,000NEW YORK, NY05/09/201706/05/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT170,000JERSEY CITY, NJ06/14/201707/17/2017WITHDRAWN
JPMORGAN CHASE & COVICE PRESIDENT170,000JERSEY CITY, NJ06/15/201707/17/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT170,000JERSEY CITY, NJ06/22/201706/28/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT170,000NEW YORK, NY06/28/201712/28/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT170,000NEW YORK, NY07/20/201709/01/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT170,000NEW YORK, NY08/11/201701/10/2018CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT170,000NEW YORK, NY08/29/201709/18/2017CERTIFIED
TENEO HOLDINGS LLCVICE PRESIDENT170,290NEW YORK, NY01/03/201701/13/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT172,500NEW YORK, NY09/07/201710/09/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT175,000JERSEY CITY, NJ05/23/201709/30/2017WITHDRAWN
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY11/13/201703/21/2018CERTIFIED
BAIN CAPITAL LPVICE PRESIDENT175,000BOSTON, MA12/29/201701/15/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY11/13/201704/04/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY11/08/201711/20/2017CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY12/06/201701/01/2018CERTIFIED
WSP USA CORPVICE PRESIDENT175,000SAN FRANCISCO, CA02/10/201704/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY02/22/201708/19/2017CERTIFIED
SERENDEBYTE INCVICE PRESIDENT175,000IRVING, TX03/06/201709/02/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT175,000NEW YORK, NY03/06/201708/27/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT175,000NEW YORK, NY03/08/201709/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT175,000NEW YORK, NY03/10/201703/27/2017CERTIFIED
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKVICE PRESIDENT175,000NEW YORK, NY03/13/201709/07/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT175,000NEW YORK, NY03/15/201704/10/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT175,000NEW YORK, NY03/16/201706/05/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT175,000NEW YORK, NY03/16/201707/25/2017CERTIFIED
WILSHIRE ASSOCIATES INCORPORATEDVICE PRESIDENT175,000SANTA MONICA, CA03/27/201709/20/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY05/17/201710/31/2017CERTIFIED
BNP PARIBAS RCC INCVICE PRESIDENT175,000JERSEY CITY, NJ05/22/201705/30/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT175,000JERSEY CITY, NJ05/23/201709/30/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT175,000NEW YORK, NY06/07/201706/19/2017CERTIFIED
MISTRAL CAPITAL MANAGEMENT LLCVICE PRESIDENT175,000NEW YORK, NY06/21/201706/28/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT175,000NEW YORK, NY06/23/201706/30/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT175,000NEW YORK, NY06/30/201708/07/2017CERTIFIED
MORGAN STANLEY SMITH BARNEY LLCVICE PRESIDENT175,000NEW YORK, NY09/20/201710/23/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT175,000JERSEY CITY, NJ09/20/201710/09/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT175,344NEW YORK, NY07/21/201707/24/2017CERTIFIED
BLACKROCK FINANCIAL MANAGEMENT INCVICE PRESIDENT175,344NEW YORK, NY07/21/201707/24/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT177,000NEW YORK, NY11/02/201701/01/2018CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT180,000NEW YORK, NY04/10/201705/15/2017WITHDRAWN
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY07/06/201707/07/2017WITHDRAWN
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY01/23/201707/11/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT180,000NEW YORK, NY01/23/201707/11/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT180,000NEW YORK, NY01/25/201707/11/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY02/03/201707/20/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT180,000NEW YORK, NY02/05/201707/20/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT180,000NEW YORK, NY02/10/201708/06/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT180,000NEW YORK, NY02/21/201708/12/2017CERTIFIED
BNP PARIBAS ENERGY TRADING GPVICE PRESIDENT180,000NEW YORK, NY03/02/201708/16/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY03/10/201709/06/2017CERTIFIED
BNP PARIBAS US WHOLESALE HOLDINGS CORPVICE PRESIDENT180,000NEW YORK, NY03/16/201708/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT180,000NEW YORK, NY03/20/201704/24/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT180,000NEW YORK, NY04/10/201705/15/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY04/14/201704/17/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY04/20/201710/20/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT180,000NEW YORK, NY04/20/201705/31/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT180,000NEW YORK, NY05/15/201706/26/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT180,000NEW YORK, NY06/21/201707/10/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY06/23/201711/25/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY07/06/201707/07/2017CERTIFIED
LITTLEBITS ELECTRONICS INCVICE PRESIDENT180,000NEW YORK, NY07/07/201707/17/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT180,000NEW YORK, NY08/16/201708/28/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY08/23/201702/20/2018CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT180,000NEW YORK, NY08/24/201708/31/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT180,000NEW YORK, NY09/08/201712/03/2017CERTIFIED
ARGUS INFORMATION AND ADVISORY SERVICES LLCVICE PRESIDENT182,000WHITE PLAINS, NY07/19/201709/02/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT185,000NEW YORK, NY10/13/201710/20/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT185,000NEW YORK, NY11/06/201701/03/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT185,000NEW YORK, NY03/02/201708/02/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT185,000NEW YORK, NY03/16/201709/12/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT185,000NEW YORK, NY05/09/201706/12/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT185,000NEW YORK, NY05/23/201705/25/2017CERTIFIED
AUROBINDO PHARMA USA INCVICE PRESIDENT185,000RALEIGH, NC07/13/201708/01/2017WITHDRAWN
AUROBINDO PHARMA USA INCVICE PRESIDENT185,000DURHAM, NC07/18/201708/01/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT186,700NEW YORK, NY03/11/201709/09/2017CERTIFIED
BCD TRAVEL USA LLCVICE PRESIDENT190,000ST LOUIS PARK, MN01/03/201701/10/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT190,000NEW YORK, NY01/13/201704/03/2017CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT190,000NEW YORK, NY02/21/201708/16/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT190,000NEW YORK, NY03/29/201709/11/2017CERTIFIED
NOMURA SECURITIES INTERNATIONAL INCVICE PRESIDENT190,000NEW YORK, NY05/10/201705/22/2017CERTIFIED
PREDICTIVE ANALYTICS DECISION SERVICES (USA) INCVICE PRESIDENT190,000PARSIPPANY, NJ06/07/201706/15/2017WITHDRAWN
PREDICTIVE ANALYTICS DECISION SERVICES (USA) INCVICE PRESIDENT190,000PARSIPPANY, NJ06/08/201706/15/2017CERTIFIED
DEUTSCHE BANK TRUST COMPANY AMERICASVICE PRESIDENT190,662NEW YORK, NY03/10/201703/10/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT190,662NEW YORK, NY06/21/201706/22/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT192,000JERSEY CITY, NJ07/15/201707/20/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT195,000NEW YORK, NY02/20/201708/12/2017WITHDRAWN
MORGAN STANLEY & CO LLCVICE PRESIDENT195,000NEW YORK, NY02/20/201708/12/2017CERTIFIED
HEALTHCARE FOR SPECIAL POPULATIONSVICE PRESIDENT199,992HOUSTON, TX01/31/201701/31/2017CERTIFIED
HEALTHCARE FOR SPECIAL POPULATIONSVICE PRESIDENT199,992ARLINGTON, TX02/13/201702/13/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY03/10/201708/15/2017WITHDRAWN
JPMORGAN CHASE & COVICE PRESIDENT200,000NEW YORK, NY11/10/201701/01/2018DENIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY12/07/201701/15/2018CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT200,000NEW YORK, NY10/25/201703/18/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY11/13/201712/09/2017CERTIFIED
CREDIT SUISSE SERVICES (USA) LLCVICE PRESIDENT200,000NEW YORK, NY12/19/201701/01/2018WITHDRAWN
DB USA CORE CORPORATIONVICE PRESIDENT200,000NEW YORK, NY11/06/201701/01/2018CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT200,000NEW YORK, NY10/24/201701/14/2018CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT200,000NEW YORK, NY11/14/201701/01/2018CERTIFIED
MORGAN STANLEY BANK NAVICE PRESIDENT200,000NEW YORK, NY10/03/201711/06/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT200,000NEW YORK, NY11/10/201711/15/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT200,000NEW YORK, NY11/21/201701/01/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY10/24/201702/09/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY01/25/201707/19/2017CERTIFIED
BNP PARIBASVICE PRESIDENT200,000NEW YORK, NY01/25/201702/06/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY01/30/201706/23/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY02/07/201706/30/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY02/16/201708/18/2017CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT200,000NEW YORK, NY02/22/201708/14/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY02/23/201708/10/2017CERTIFIED
MORGAN STANLEY INVESTMENT MANAGEMENT INCVICE PRESIDENT200,000NEW YORK, NY03/02/201708/28/2017WITHDRAWN
MORGAN STANLEY AND CO LLCVICE PRESIDENT200,000NEW YORK, NY02/28/201708/11/2017CERTIFIED
MORGAN STANLEY INVESTMENT MANAGEMENT INCVICE PRESIDENT200,000NEW YORK, NY03/02/201708/28/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY03/10/201708/15/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY03/13/201709/07/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY03/13/201709/07/2017CERTIFIED
MORGAN STANLEY INVESTMENT MANAGEMENT INCVICE PRESIDENT200,000NEW YORK, NY03/15/201709/11/2017CERTIFIED
MORGAN STANLEY BANK NAVICE PRESIDENT200,000NEW YORK, NY03/15/201709/11/2017CERTIFIED
GOLDBERG LINDSAY & CO LLCVICE PRESIDENT200,000NEW YORK, NY03/15/201706/30/2017CERTIFIED
WESTFIELD LLCVICE PRESIDENT200,000NEW YORK, NY03/17/201709/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT200,000NEW YORK, NY03/18/201709/17/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY03/21/201704/04/2017CERTIFIED
FLAVORS OF ORIGIN INCVICE PRESIDENT200,000AVENEL, NJ04/03/201710/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT200,000NEW YORK, NY04/04/201706/05/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY04/07/201705/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY04/10/201704/27/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY04/10/201704/11/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY04/26/201710/24/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY04/27/201710/27/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT200,000NEW YORK, NY05/11/201710/01/2017CERTIFIED
MACQUARIE AMERICA SERVICES INCVICE PRESIDENT200,000NEW YORK, NY05/15/201709/01/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY07/07/201701/02/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY07/12/201701/07/2018CERTIFIED
GLENDOWER CAPITAL (US) LLCVICE PRESIDENT200,000NEW YORK, NY07/18/201708/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT200,000NEW YORK, NY07/26/201707/31/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT200,000NEW YORK, NY08/28/201710/02/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT200,000NEW YORK, NY09/19/201710/16/2017CERTIFIED
GENPACT LLCVICE PRESIDENT202,910NEW YORK, NY07/21/201707/22/2017CERTIFIED
DEUTSCHE BANK TRUST COMPANY AMERICASVICE PRESIDENT207,000NEW YORK, NY03/03/201707/25/2017CERTIFIED
HOTCHALK INCVICE PRESIDENT209,435CAMPBELL, CA03/09/201709/06/2017WITHDRAWN
CAPGEMINI AMERICA INCVICE PRESIDENT209,810JERSEY CITY, NJ01/10/201701/23/2017CERTIFIED
SHAMROCK CAPITAL ADVISORS LLCVICE PRESIDENT210,000LOS ANGELES, CA02/27/201704/10/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT210,000NEW YORK, NY04/07/201704/21/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT212,400NEW YORK, NY12/05/201701/01/2018CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT215,000NEW YORK, NY12/15/201701/01/2018CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT215,000NEW YORK, NY12/15/201701/01/2018CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT215,000NEW YORK, NY01/10/201706/30/2017CERTIFIED
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INCVICE PRESIDENT215,000NEW YORK, NY03/16/201708/27/2017CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT215,000NEW YORK, NY04/21/201706/01/2017CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT215,000NEW YORK, NY06/02/201710/01/2017CERTIFIED
VISA USA INCVICE PRESIDENT215,000FOSTER CITY, CA06/30/201712/20/2017CERTIFIED
NOMURA SECURITIES INTERNATIONAL INCVICE PRESIDENT215,000NEW YORK, NY07/12/201708/14/2017CERTIFIED
MORGAN STANLEY AND CO LLCVICE PRESIDENT215,000NEW YORK, NY09/25/201701/01/2018CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT220,000NEW YORK, NY11/07/201711/13/2017CERTIFIED
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANKVICE PRESIDENT220,000NEW YORK, NY03/07/201709/06/2017CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT220,000NEW YORK, NY06/06/201706/12/2017CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT220,000NEW YORK, NY06/26/201707/03/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT225,000NEW YORK, NY11/13/201701/01/2018CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT225,000NEW YORK, NY11/08/201701/01/2018WITHDRAWN
PERMIRA ADVISERS LLCVICE PRESIDENT225,000NEW YORK, NY12/15/201712/21/2017CERTIFIED
LAZARD FRERES & CO LLCVICE PRESIDENT225,000NEW YORK, NY11/06/201711/13/2017CERTIFIED
DB USA CORE CORPORATIONVICE PRESIDENT225,000NEW YORK, NY11/20/201701/01/2018CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT225,000NEW YORK, NY10/19/201712/01/2017CERTIFIED
ROTHSCHILD INCVICE PRESIDENT225,000PALO ALTO, CA10/30/201710/30/2017CERTIFIED
LAZARD FRERES & CO LLCVICE PRESIDENT225,000NEW YORK, NY12/20/201701/22/2018CERTIFIED
LAZARD FRERES & CO LLCVICE PRESIDENT225,000NEW YORK, NY01/17/201706/15/2017CERTIFIED
LAZARD FRERES & CO LLCVICE PRESIDENT225,000NEW YORK, NY02/08/201707/18/2017CERTIFIED
LAZARD FRERES & CO LLCVICE PRESIDENT225,000NEW YORK, NY02/21/201708/21/2017CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT225,000HOUSTON, TX02/24/201704/28/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT225,000NEW YORK, NY03/02/201708/31/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT225,000NEW YORK, NY03/09/201706/05/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT225,000NEW YORK, NY04/25/201705/15/2017CERTIFIED
LAZARD FRERES & CO LLCVICE PRESIDENT225,000NEW YORK, NY04/25/201707/01/2017CERTIFIED
MORGAN STANLEY SERVICES GROUP INCVICE PRESIDENT225,000NEW YORK, NY05/22/201708/07/2017CERTIFIED
GENPACT LLCVICE PRESIDENT230,000PLANO, TX01/19/201701/19/2017CERTIFIED
INTERTRUST CORPORATE SERVICES DELAWARE LTDVICE PRESIDENT235,000NEW YORK, NY03/01/201706/01/2017CERTIFIED
JPMORGAN CHASE & COVICE PRESIDENT235,000SAN FRANCISCO, CA03/02/201708/31/2017CERTIFIED
MACQUARIE AMERICA SERVICES INCVICE PRESIDENT240,000NEW YORK, NY12/12/201703/05/2018CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT240,000NEW YORK, NY12/05/201706/05/2018CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT240,000NEW YORK, NY04/04/201704/10/2017CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT240,000NEW YORK, NY04/04/201708/05/2017CERTIFIED
VISA USA INCVICE PRESIDENT244,800FOSTER CITY, CA01/11/201706/23/2017CERTIFIED
APA SERVICES (INT) INCVICE PRESIDENT245,000HOUSTON, TX06/26/201707/31/2017WITHDRAWN
APA SERVICES (INT) INCVICE PRESIDENT245,000HOUSTON, TX06/22/201707/31/2017DENIED
APA SERVICES (INT) INCVICE PRESIDENT245,000HOUSTON, TX06/26/201707/31/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/02/201706/05/2017WITHDRAWN
SHINHAN BANK NEW YORK BRANCHVICE PRESIDENT250,000NEW YORK, NY11/15/201701/02/2018CERTIFIED
SHINHAN BANK NEW YORK BRANCHVICE PRESIDENT250,000NEW YORK, NY11/15/201712/11/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT250,000NEW YORK, NY11/28/201712/27/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT250,000NEW YORK, NY10/16/201712/01/2017CERTIFIED
EVERCORE PARTNERS SERVICES EAST LLCVICE PRESIDENT250,000NEW YORK, NY11/20/201705/01/2018CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT250,000NEW YORK, NY10/31/201704/20/2018CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY10/30/201711/07/2017CERTIFIED
WELLSPRING CAPITAL MANAGEMENT LLCVICE PRESIDENT250,000NEW YORK, NY10/31/201711/08/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT250,000NEW YORK, NY01/27/201707/01/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY02/15/201708/06/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/02/201708/10/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/02/201706/05/2017CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT250,000SAN FRANCISCO, CA03/03/201704/02/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/03/201707/15/2017CERTIFIED
GOLDMAN SACHS & COVICE PRESIDENT250,000NEW YORK, NY03/03/201709/01/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/06/201708/27/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT250,000NEW YORK, NY03/07/201708/22/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT250,000NEW YORK, NY03/08/201703/20/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT250,000NEW YORK, NY03/09/201709/08/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/12/201708/10/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT250,000NEW YORK, NY03/15/201709/11/2017CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT250,000NEW YORK, NY03/21/201709/10/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY03/23/201707/30/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT250,000NEW YORK, NY04/12/201707/06/2017CERTIFIED
MORGAN STANLEY & CO LLCVICE PRESIDENT250,000MENLO PARK, CA04/27/201706/01/2017CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT250,000NEW YORK, NY06/06/201709/01/2017CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT250,000NEW YORK, NY06/20/201709/01/2017CERTIFIED
CITIGROUP GLOBAL MARKETS INCVICE PRESIDENT250,000NEW YORK, NY06/27/201709/01/2017CERTIFIED
CREDIT SUISSE SECURITIES (USA) LLCVICE PRESIDENT250,000NEW YORK, NY07/10/201701/05/2018CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT250,000NEW YORK, NY07/14/201707/20/2017CERTIFIED
PJT PARTNERS HOLDINGS LPVICE PRESIDENT250,000NEW YORK, NY07/28/201708/03/2017CERTIFIED
ACCOUNTABILITY ACCESS LLCVICE PRESIDENT250,000OAKTON, VA08/21/201712/01/2017CERTIFIED
DEUTSCHE BANK NEW YORK BRANCHVICE PRESIDENT260,000NEW YORK, NY03/14/201708/27/2017CERTIFIED
BATTERY MANAGEMENT CORPVICE PRESIDENT260,000BOSTON, MA03/15/201704/01/2017CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT260,000NEW YORK, NY04/04/201709/17/2017CERTIFIED
MACQUARIE HOLDINGS (USA) INCVICE PRESIDENT260,000NEW YORK, NY08/10/201708/14/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT325,000NEW YORK, NY09/01/201709/07/2017WITHDRAWN
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT325,000NEW YORK, NY09/01/201709/07/2017CERTIFIED
DEUTSCHE BANK SECURITIES INCVICE PRESIDENT340,000NEW YORK, NY10/06/201704/06/2018CERTIFIED
CATERPILLAR INCVICE PRESIDENT368,000CHICAGO, IL11/16/201701/02/2018CERTIFIED
APPLE INCVICE PRESIDENT590,000CUPERTINO, CA03/14/201709/01/2017CERTIFIED

This website indexes the Labor Condition Application (LCA) disclosure data from the United States Department of Labor (DOL).
Prior to filing an H-1B petition with the USCIS, an employer must file an LCA with the DOL.
An LCA is used by employers as supporting evidence for the petition for an H-1B visa.
DOL disclosure data does not indicate the employer's intended use for the LCA.

Indexed more than 3.5 million records between Oct. 2013 and Sept. 2019
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