| LCA CASE NUMBER | I-200-25155-048944 |
| STATUS | Certified |
| LCA CASE SUBMIT | 2025-06-03 |
| DECISION DATE | 2025-06-10 |
| VISA CLASS | H-1B |
| LCA CASE JOB TITLE | Compliance Officer |
| SOC CODE | 13-1041 |
| SOC TITLE | Compliance Officers |
| FULL TIME POSITION | True |
| LCA CASE EMPLOYMENT START DATE | 2025-10-01 |
| END DATE | 2028-09-30 |
| TOTAL WORKER POSITIONS | 1 |
| NEW EMPLOYMENT | 1 |
| CONTINUED EMPLOYMENT | 0 |
| CHANGE PREVIOUS EMPLOYMENT | 0 |
| NEW CONCURRENT EMPLOYMENT | 0 |
| CHANGE EMPLOYER | 0 |
| AMENDED PETITION | 0 |
| LCA CASE EMPLOYER NAME | CICC US Securities Inc. |
| EMPLOYER ADDRESS1 | 280 Park Avenue |
| EMPLOYER ADDRESS2 | 32nd Floor |
| EMPLOYER CITY | New York |
| EMPLOYER STATE | NY |
| EMPLOYER POSTAL CODE | 10017 |
| EMPLOYER COUNTRY | UNITED STATES OF AMERICA |
| EMPLOYER PHONE | 16467948774 |
| EMPLOYER FEIN | 20-4407617 |
| NAICS CODE | 52311 |
| EMPLOYER POC LAST NAME | Shi |
| EMPLOYER POC FIRST NAME | Xiangdong |
| EMPLOYER POC JOB TITLE | Chief Executive Officer |
| EMPLOYER POC ADDRESS1 | 280 Park Avenue |
| EMPLOYER POC ADDRESS2 | 32nd Floor |
| EMPLOYER POC CITY | New York |
| EMPLOYER POC STATE | NY |
| EMPLOYER POC POSTAL CODE | 10017 |
| EMPLOYER POC COUNTRY | UNITED STATES OF AMERICA |
| EMPLOYER POC PHONE | 16467948818 |
| EMPLOYER POC EMAIL | sean.shi@ciccus.com |
| AGENT REPRESENTING EMPLOYER | True |
| AGENT ATTORNEY LAST NAME | Mortazavi |
| AGENT ATTORNEY FIRST NAME | Negar |
| AGENT ATTORNEY ADDRESS1 | 11 Times Square |
| AGENT ATTORNEY ADDRESS2 | 11th Floor |
| AGENT ATTORNEY CITY | New York |
| AGENT ATTORNEY STATE | NY |
| AGENT ATTORNEY POSTAL CODE | 10036 |
| AGENT ATTORNEY COUNTRY | UNITED STATES OF AMERICA |
| AGENT ATTORNEY PHONE | 14692909178 |
| AGENT ATTORNEY EMAIL ADDRESS | nmortazavi@bal.com |
| LAWFIRM NAME BUSINESS NAME | Berry Appleman & Leiden LLP |
| STATE OF HIGHEST COURT | NY |
| NAME OF HIGHEST STATE COURT | New York State Court of Appeals |
| WORKSITE WORKERS | 1 |
| SECONDARY ENTITY | False |
| WORKSITE ADDRESS1 | 280 Park Ave |
| WORKSITE ADDRESS2 | Flr 32nd |
| LCA CASE WORKLOC1 CITY | New York |
| WORKSITE COUNTY | NEW YORK |
| LCA CASE WORKLOC1 STATE | NY |
| WORKSITE POSTAL CODE | 10017 |
| LCA CASE WAGE RATE FROM | 63600 |
| LCA CASE WAGE RATE UNIT | Year |
| PREVAILING WAGE | 60549 |
| PW UNIT OF PAY | Year |
| PW WAGE LEVEL | I |
| PW OES YEAR | 7/1/2024 - 6/30/2025 |
| TOTAL WORKSITE LOCATIONS | 1 |
| AGREE TO LC STATEMENT | True |
| H 1B DEPENDENT | False |
| WILLFUL VIOLATOR | False |
| PUBLIC DISCLOSURE | Disclose Business |
| PREPARER LAST NAME | Joseph |
| PREPARER FIRST NAME | Andrew |
| PREPARER BUSINESS NAME | Berry Appleman and Leiden LLP |
| PREPARER EMAIL | anjoseph@bal.com |