| LCA CASE NUMBER | I-200-21281-634662 |
| STATUS | Certified |
| LCA CASE SUBMIT | 2021-10-08 |
| DECISION DATE | 2021-10-18 |
| VISA CLASS | H-1B |
| LCA CASE JOB TITLE | Associate, Investment Banking |
| SOC CODE | 13-2051.00 |
| SOC TITLE | Financial Analysts |
| FULL TIME POSITION | True |
| LCA CASE EMPLOYMENT START DATE | 2021-10-25 |
| END DATE | 2024-10-24 |
| TOTAL WORKER POSITIONS | 1 |
| NEW EMPLOYMENT | 0 |
| CONTINUED EMPLOYMENT | 0 |
| CHANGE PREVIOUS EMPLOYMENT | 0 |
| NEW CONCURRENT EMPLOYMENT | 0 |
| CHANGE EMPLOYER | 1 |
| AMENDED PETITION | 0 |
| LCA CASE EMPLOYER NAME | SMBC Nikko Securities America, Inc. |
| EMPLOYER ADDRESS1 | 277 Park Avenue |
| EMPLOYER CITY | New York |
| EMPLOYER STATE | NY |
| EMPLOYER POSTAL CODE | 10172 |
| EMPLOYER COUNTRY | UNITED STATES OF AMERICA |
| EMPLOYER PHONE | 12122244434 |
| NAICS CODE | 523110 |
| EMPLOYER POC LAST NAME | Becker |
| EMPLOYER POC FIRST NAME | Christopher |
| EMPLOYER POC JOB TITLE | Exec. Director, Head of HR Business Admin. & Transformation |
| EMPLOYER POC ADDRESS1 | 277 Park Avenue |
| EMPLOYER POC CITY | New York |
| EMPLOYER POC STATE | NY |
| EMPLOYER POC POSTAL CODE | 10172 |
| EMPLOYER POC COUNTRY | UNITED STATES OF AMERICA |
| EMPLOYER POC PHONE | 12122244238 |
| EMPLOYER POC EMAIL | alexandra.mercado@smbcgroup.com |
| AGENT REPRESENTING EMPLOYER | True |
| AGENT ATTORNEY LAST NAME | Drennan |
| AGENT ATTORNEY FIRST NAME | Melissa |
| AGENT ATTORNEY MIDDLE NAME | B. |
| AGENT ATTORNEY ADDRESS1 | 1177 Avenue of the Americas |
| AGENT ATTORNEY ADDRESS2 | 23rd Floor |
| AGENT ATTORNEY CITY | New York |
| AGENT ATTORNEY STATE | NY |
| AGENT ATTORNEY POSTAL CODE | 10036 |
| AGENT ATTORNEY COUNTRY | UNITED STATES OF AMERICA |
| AGENT ATTORNEY PHONE | 12127157554 |
| AGENT ATTORNEY EMAIL ADDRESS | mdrennan@kramerlevin.com |
| LAWFIRM NAME BUSINESS NAME | Kramer Levin Naftalis & Frankel LLP |
| STATE OF HIGHEST COURT | NY |
| NAME OF HIGHEST STATE COURT | Supreme Court |
| WORKSITE WORKERS | 1 |
| SECONDARY ENTITY | False |
| WORKSITE ADDRESS1 | 277 Park Avenue |
| LCA CASE WORKLOC1 CITY | New York |
| WORKSITE COUNTY | NEW YORK |
| LCA CASE WORKLOC1 STATE | NY |
| WORKSITE POSTAL CODE | 10172 |
| LCA CASE WAGE RATE FROM | 160000 |
| LCA CASE WAGE RATE TO | 180000 |
| LCA CASE WAGE RATE UNIT | Year |
| PREVAILING WAGE | 159619 |
| PW UNIT OF PAY | Year |
| PW WAGE LEVEL | IV |
| PW OES YEAR | 7/1/2021 - 6/30/2022 |
| TOTAL WORKSITE LOCATIONS | 2 |
| AGREE TO LC STATEMENT | True |
| H1B DEPENDENT | False |
| WILLFUL VIOLATOR | False |
| PUBLIC DISCLOSURE | Disclose Business |
| PREPARER LAST NAME | Western |
| PREPARER FIRST NAME | Julia |
| PREPARER MIDDLE INITIAL | G. |
| PREPARER BUSINESS NAME | Kramer Levin Naftalis & Frankel LLP |
| PREPARER EMAIL | jwestern@kramerlevin.com |
