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New Click to see up to date H1-B filings from UBS SECURITIES LLC
469 Records, Median Salary $95500

<100k60.980810234542% Complete (success)
100k-150k17.697228144989% Complete (success)
150k-200k13.6460554371% Complete (warning)
>200k7.6759061833689% Complete (danger)
EMPLOYERJOB TITLEBASE SALARYLOCATIONSUBMIT DATESTART DATECASE STATUS
UBS SECURITIES LLCALGORITHMIC TRADER70,500NEW YORK, NY02/24/201708/10/2017CERTIFIED
UBS SECURITIES LLCAMERICAS CLIENT ANALYST54,000NEW YORK, NY04/21/201404/28/2014WITHDRAWN
UBS SECURITIES LLCAMERICAS CLIENT ANALYST54,000NEW YORK, NY04/21/201404/28/2014CERTIFIED
UBS SECURITIES LLCANALYST32,000NASHVILLE, TN02/02/201707/27/2017CERTIFIED
UBS SECURITIES LLCANALYST62,000WEEHAWKEN, NJ02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST62,000WEEHAWKEN, NJ02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST62,000WEEHAWKEN, NJ02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST65,500NEW YORK, NY03/01/201608/30/2016CERTIFIED
UBS SECURITIES LLCANALYST66,000NEW YORK, NY02/02/201707/27/2017CERTIFIED
UBS SECURITIES LLCANALYST66,000NEW YORK, NY02/24/201708/15/2017CERTIFIED
UBS SECURITIES LLCANALYST66,500NEW YORK, NY02/20/201508/03/2015WITHDRAWN
UBS SECURITIES LLCANALYST66,500NEW YORK, NY02/23/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST66,500NEW YORK, NY02/25/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST66,500NEW YORK, NY03/16/201509/05/2015CERTIFIED
UBS SECURITIES LLCANALYST68,000NEW YORK, NY01/10/201401/20/2014CERTIFIED
UBS SECURITIES LLCANALYST80,000NEW YORK, NY03/15/201709/09/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY01/20/201707/22/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY01/25/201707/22/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY01/25/201702/06/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY01/25/201707/22/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/06/201708/08/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/09/201708/10/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/15/201708/05/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/21/201708/18/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/24/201708/08/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY03/14/201709/09/2017CERTIFIED
UBS SECURITIES LLCANALYST85,000NEW YORK, NY03/16/201709/09/2017CERTIFIED
UBS SECURITIES LLCANALYST91,000SAN FRANCISCO, CA03/13/201709/12/2017CERTIFIED
UBS SECURITIES LLCANALYST / HEALTHCARE GROUP67,250NEW YORK, NY11/08/201311/08/2013CERTIFIED
UBS SECURITIES LLCANALYST - LEVERAGED FINANCE & FINANCIAL SPONSORS85,000NEW YORK, NY09/10/201509/21/2015CERTIFIED
UBS SECURITIES LLCANALYST / GLOBAL INDUSTRIALS GROUP61,942NEW YORK, NY03/08/201109/01/2011WITHDRAWN
UBS SECURITIES LLCANALYST / GLOBAL INDUSTRIALS GROUP67,250NEW YORK, NY11/05/201311/05/2013CERTIFIED
UBS SECURITIES LLCANALYST / PRIVATE FUNDS GROUP67,250NEW YORK, NY11/11/201311/11/2013WITHDRAWN
UBS SECURITIES LLCANALYST / PRIVATE FUNDS GROUP67,250NEW YORK, NY11/11/201311/11/2013CERTIFIED
UBS SECURITIES LLCANALYST / SESG87,500NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCANALYST, CORPORATE CLIENT SOLUTIONS65,500NEW YORK, NY03/14/201409/11/2014WITHDRAWN
UBS SECURITIES LLCANALYST, CORPORATE CLIENT SOLUTIONS65,500NEW YORK, NY03/14/201409/11/2014CERTIFIED
UBS SECURITIES LLCANALYST, CORPORATE CLIENT SOLUTIONS66,500NEW YORK, NY03/04/201508/27/2015CERTIFIED
UBS SECURITIES LLCANALYST, CORPORATE CLIENT SOLUTIONS67,500NEW YORK, NY03/03/201403/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, EQUITIES/DERIVATIVES66,019NEW YORK, NY03/24/201508/23/2015WITHDRAWN
UBS SECURITIES LLCANALYST, EQUITIES/DERIVATIVES66,019NEW YORK, NY03/24/201508/23/2015CERTIFIED
UBS SECURITIES LLCANALYST, FIXED INCOME/SECURITIZATION BANKING63,000NEW YORK, NY02/27/201208/24/2012WITHDRAWN
UBS SECURITIES LLCANALYST, FIXED INCOME/SECURITIZATION BANKING63,000NEW YORK, NY02/28/201208/24/2012WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING66,000NEW YORK, NY02/29/201608/26/2016WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING66,000NEW YORK, NY02/29/201608/26/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING66,500NEW YORK, NY12/17/201406/13/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING67,300NEW YORK, NY12/13/201306/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT64,000NEW YORK, NY02/27/201308/27/2013WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT64,000NEW YORK, NY02/21/201308/20/2013WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT64,000NEW YORK, NY02/27/201308/27/2013WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT64,000NEW YORK, NY02/27/201308/27/2013WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/26/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,000NEW YORK, NY02/24/201708/26/2017CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/23/201507/31/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/23/201508/06/2015WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/20/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/23/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/23/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/23/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/23/201508/03/2015WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/24/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/24/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY02/24/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY03/16/201508/27/2015WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY03/05/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY03/02/201508/03/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT66,500NEW YORK, NY03/24/201509/23/2015CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY02/10/201407/31/2014WITHDRAWN
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY01/02/201406/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY01/02/201406/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY12/16/201306/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY01/02/201406/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY01/02/201406/10/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY02/10/201407/31/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500HOUSTON, TX02/25/201407/31/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY02/10/201408/06/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY03/04/201408/13/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT67,500NEW YORK, NY02/25/201404/18/2014CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT70,500NEW YORK, NY01/26/201706/10/2017CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT85,000NEW YORK, NY02/09/201708/01/2017CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING DEPARTMENT85,000NEW YORK, NY03/01/201608/26/2016CERTIFIED
UBS SECURITIES LLCANALYST, INVESTMENT BANKING/HEALTHCARE80,000NEW YORK, NY05/23/201406/09/2014WITHDRAWN
UBS SECURITIES LLCANALYST, LEVERAGED FINANCE & FINANCIAL SPONSORS65,500NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCANALYST, LEVERAGED FINANCE & FINANCIAL SPONSORS66,000NEW YORK, NY02/14/201708/16/2017CERTIFIED
UBS SECURITIES LLCANALYST, LEVERAGED FINANCE & FINANCIAL SPONSORS66,000NEW YORK, NY04/20/201709/22/2017CERTIFIED
UBS SECURITIES LLCANALYST, MERGERS AND ACQUISITIONS88,500NEW YORK, NY03/15/201205/04/2012WITHDRAWN
UBS SECURITIES LLCANALYST, PRIME SERVICES67,500NEW YORK, NY02/12/201407/31/2014CERTIFIED
UBS SECURITIES LLCANALYST, STRATEGIC EQUITY SOLUTIONS GROUP AMERICAS85,000NEW YORK, NY11/14/201412/01/2014CERTIFIED
UBS SECURITIES LLCANALYST/FINANCIAL INSTITUTIONS GROUP61,942NEW YORK, NY03/08/201109/02/2011WITHDRAWN
UBS SECURITIES LLCANALYST/FINANCIAL INSTITUTIONS GROUP62,566NEW YORK, NY09/02/201110/01/2011WITHDRAWN
UBS SECURITIES LLCANALYST/GLOBAL INDUSTRIALS GROUP65,000NEW YORK, NY02/17/201208/17/2012WITHDRAWN
UBS SECURITIES LLCANALYST/HEALTHCARE GROUP61,942NEW YORK, NY03/07/201109/04/2011WITHDRAWN
UBS SECURITIES LLCANALYST/HEALTHCARE GROUP65,000NEW YORK, NY02/17/201208/17/2012WITHDRAWN
UBS SECURITIES LLCANALYST/INVESTMENT BANKING DEPARTMENT65,000NEW YORK, NY02/17/201208/17/2012WITHDRAWN
UBS SECURITIES LLCANALYST/INVESTMENT BANKING DEPARTMENT67,205NEW YORK, NY11/04/201311/11/2013CERTIFIED
UBS SECURITIES LLCANALYST/LEVERAGE FINANCE GROUP67,500NEW YORK, NY11/26/201312/02/2013CERTIFIED
UBS SECURITIES LLCANALYST/LEVERAGED FINANCE GROUP65,000NEW YORK, NY02/17/201208/17/2012WITHDRAWN
UBS SECURITIES LLCANALYST/MERGERS & ACQUISITIONS65,000NEW YORK, NY05/14/201208/17/2012WITHDRAWN
UBS SECURITIES LLCANALYST/REAL ESTATE, LODGING & LEISURE67,500NEW YORK, NY11/15/201311/18/2013CERTIFIED
UBS SECURITIES LLCASSOCIATE66,500NEW YORK, NY02/23/201508/03/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE96,000NEW YORK, NY02/02/201707/27/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE ANALYST / EQUITIES RESEARCH86,965NEW YORK, NY03/15/201109/08/2011WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR153,546NEW YORK, NY03/11/201608/22/2016WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR / EQUITY RESEARCH ASSOCIATE96,700SAN FRANCISCO, CA06/16/201506/22/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST127,700STAMFORD, CT12/13/201212/17/2012WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, AMERICAS FRC CLIENT ANALYST84,000NEW YORK, NY12/17/201406/11/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, AMERICAS HEAD OF RAS IB CLIENT ENGAGEMEN96,100NEW YORK, NY02/29/201608/10/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, AMERICAS HEAD OF RAS IB CLIENT ENGAGEMEN96,100NEW YORK, NY02/12/201608/10/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ANALYST65,500NEW YORK, NY04/18/201605/04/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ANALYST95,000NEW YORK, NY03/15/201609/13/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ANALYST95,500NEW YORK, NY07/22/201601/21/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ANALYST / EQUITY RESEARCH95,500NEW YORK, NY01/25/201707/22/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ANALYST / EQUITY RESEARCH96,000NEW YORK, NY08/08/201408/21/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, BALANCE SHEET AND REVENUE CONT84,000STAMFORD, CT09/24/201410/06/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, BUSINESS ANALYST FOR ASSET SER105,700JERSEY CITY, NJ11/19/201304/15/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, BUSINESS ANALYST FOR ASSET SERVICING CHA105,700JERSEY CITY, NJ11/19/201304/15/2014WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, BUSINESS MANAGER / EQUITY DERI107,000NEW YORK, NY03/20/201409/17/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, BUSINESS MANAGER / EQUITY DERI107,000NEW YORK, NY03/20/201409/17/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, CAPITAL ADVISORY ANALYST / TREASURY GOVE96,000NEW YORK, NY02/28/201704/24/2017WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, CROSS ASSET MACRO SPECIALIST97,600NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, DATA BUSINESS ANALYST101,000WEEHAWKEN, NJ06/30/201607/18/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, DATA SCIENTIST100,000NEW YORK, NY05/11/201605/23/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EFRC SALE SPECIALIST65,500NEW YORK, NY01/04/201601/11/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY DERIVATIVES TRADER95,500NEW YORK, NY04/09/201409/10/2014WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY DERIVATIVES TRADER95,500NEW YORK, NY04/09/201409/10/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ANALYST87,500NEW YORK, NY03/01/201608/25/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ANALYST - MED TECH155,000NEW YORK, NY03/06/201509/04/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ANALYST / MEDICAL TECHNO155,000NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE100,000NEW YORK, NY02/24/201708/12/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE130,000NEW YORK, NY01/13/201701/23/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE / HE130,000NEW YORK, NY09/18/201410/06/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE, OIL95,500NEW YORK, NY08/18/201602/17/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH ASSOCIATE, TECHNOLOGY/EQ100,000SAN FRANCISCO, CA07/10/201307/29/2013WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, EQUITY RESEARCH SENIOR ASSOCIA100,000NEW YORK, NY08/22/201402/10/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ETF TRADER85,500NEW YORK, NY11/12/201405/04/2015DENIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, ETF TRADER86,400NEW YORK, NY11/20/201405/04/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, FINANCIAL ANALYST - BIOTECHNOLOGY RESEAR125,000NEW YORK, NY03/07/201703/20/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, FINANCIAL SPONSORS AND LEVERAGED FINANCE95,000NEW YORK, NY02/12/201607/17/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, FINANCIAL SPONSORS AND LEVERAGED FINANCE95,000NEW YORK, NY02/23/201603/01/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, GED AMERICAS BUSINESS MANAGER95,500NEW YORK, NY02/02/201708/01/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, GFS RISK MANAGER / PRIME SERVICES125,500NEW YORK, NY11/11/201412/01/2014WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, GFS RISK MANAGER / PRIME SERVICES125,500NEW YORK, NY11/11/201412/01/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INTEREST RATES OPTIONS TRADER96,000NEW YORK, NY01/17/201407/19/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INTEREST RATES OPTIONS TRADER/USD NON LI95,576STAMFORD, CT02/12/201507/19/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER66,500NEW YORK, NY03/02/201508/27/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER78,500HOUSTON, TX10/23/201401/17/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER95,500NEW YORK, NY02/16/201708/15/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER95,500NEW YORK, NY03/04/201408/27/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER95,500HOUSTON, TX06/12/201408/26/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER95,576NEW YORK, NY04/07/201504/13/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER95,576NEW YORK, NY04/07/201504/08/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER95,576NEW YORK, NY04/10/201504/10/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER100,000NEW YORK, NY02/23/201508/06/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER130,000NEW YORK, NY03/11/201608/22/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER153,546NEW YORK, NY03/15/201608/22/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER154,500NEW YORK, NY03/23/201709/16/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER - CCS150,000NEW YORK, NY03/07/201708/20/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER - MERGERS & AQUISITION96,000NEW YORK, NY02/24/201508/06/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / ENERGY95,000HOUSTON, TX02/29/201608/25/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / ENERGY96,000NEW YORK, NY11/17/201405/16/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / ENERGY124,342NEW YORK, NY11/08/201311/18/2013CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / GLOBAL IND90,500NEW YORK, NY04/01/201310/01/2013WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / GLOBAL INDUSTRIALS G125,133NEW YORK, NY03/31/201508/16/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / M&A96,000NEW YORK, NY02/17/201508/05/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / MEDIA & TELECOMMUNIC154,000NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKER / PRIVATE FUNDS GROUP96,000NEW YORK, NY04/20/201508/09/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE80,000HOUSTON, TX03/12/201509/11/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE123,500NEW YORK, NY01/19/201607/20/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE125,000NEW YORK, NY02/02/201606/29/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE150,000NEW YORK, NY06/08/201506/15/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING ASSOCIATE165,000NEW YORK, NY01/12/201501/13/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING- HEALTHCARE130,000NEW YORK, NY05/29/201406/09/2014WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT BANKING- HEALTHCARE130,000NEW YORK, NY05/29/201406/09/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, INVESTMENT GRADE CREDIT TRADER113,000NEW YORK, NY05/25/201611/12/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, IT BUSINESS ANALYST115,500STAMFORD, CT01/20/201602/08/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, LATIN AMERICA STRUCTURER98,100NEW YORK, NY03/16/201509/12/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, LATIN AMERICA STRUCTURER124,500NEW YORK, NY02/26/201608/23/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, MACRO STRATEGIST120,000NEW YORK, NY02/24/201708/05/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, MACRO STRATEGY100,000NEW YORK, NY04/01/201604/18/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, MARKETING TECHNOLOGY91,000NEW YORK, NY03/10/201508/27/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, PRODUCT CONTROLLER69,000NEW YORK, NY12/26/201306/18/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, PRODUCT MANAGER - CLIENT CONNECTIVITY129,500NEW YORK, NY02/27/201503/11/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, PROJECT MANAGER95,900NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, PROJECT MANAGER97,300NEW YORK, NY02/27/201508/05/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, PROJECT MANAGER102,000NEW YORK, NY02/23/201608/19/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANT TRADER140,000NEW YORK, NY10/01/201510/05/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST95,000NEW YORK, NY04/21/201609/16/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST100,000NEW YORK, NY10/14/201604/15/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST100,000NEW YORK, NY03/31/201404/14/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST125,000NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST125,000NEW YORK, NY04/21/201404/21/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST / GED97,600NEW YORK, NY02/12/201608/10/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE ANALYST / GED97,600NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE RESEARCHER100,000NEW YORK, NY04/07/201508/28/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE RESEARCHER100,000NEW YORK, NY04/14/201508/28/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, QUANTITATIVE TRADER / EQUITIES111,000NEW YORK, NY06/05/201512/02/2015CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, REGIONAL AMERICAS FINANCIAL CONTROL CRED107,000NEW YORK, NY02/26/201608/26/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, SALES TRADER / EQUITIES INTERN78,000NEW YORK, NY02/21/201408/23/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, SALESPERSON / STRUCTURED NOTES154,500NEW YORK, NY11/14/201603/07/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, SENIOR CRM APPLICATION DEVELOPER120,500WEEHAWKEN, NJ03/14/201609/13/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, SENIOR FINANCIAL ANALYST85,000NASHVILLE, TN03/12/201509/11/2015WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, STRATEGIC EQUITY SOLUTIONS GROUP ASSOCIA124,500NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, STRATEGIST100,000NEW YORK, NY03/21/201709/19/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, STRATEGIST100,000NEW YORK, NY05/26/201711/10/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, SWAPS TRADER97,000STAMFORD, CT10/12/201210/29/2012WITHDRAWN
UBS SECURITIES LLCASSOCIATE DIRECTOR, TMT INVESTMENT BANKING / CCS SPECIALIST125,000NEW YORK, NY01/26/201707/28/2017CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, TRADER95,500NEW YORK, NY05/15/201405/26/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, TRADER / INSURANCE SOLUTIONS91,000NEW YORK, NY11/11/201411/12/2014CERTIFIED
UBS SECURITIES LLCASSOCIATE DIRECTOR, TRADER / TREASURY ALM REPO96,000NEW YORK, NY01/23/201507/23/2015CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, CLIENT RELATIONSHIP MANAGER63,800NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, CLIENT SERVICE65,000NEW YORK, NY01/07/201406/13/2014WITHDRAWN
UBS SECURITIES LLCAUTHORIZED OFFICER, CLIENT SERVICE65,000NEW YORK, NY01/07/201406/13/2014CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, COLLATERAL SPECIALIST64,000NEW YORK, NY12/28/201506/26/2016CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, DATA ANALYST85,000NEW YORK, NY04/27/201705/15/2017CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, EQUITY TRADE CAPTURE SPECIALIST87,200NEW YORK, NY03/06/201509/03/2015CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, FRONT OFFICE SALES TRADING SUPPORT ANALY68,000NEW YORK, NY03/05/201508/27/2015CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, INDUSTRIALIZATION PROGRAM ANAL75,000STAMFORD, CT09/07/201209/24/2012WITHDRAWN
UBS SECURITIES LLCAUTHORIZED OFFICER, INDUSTRIALIZATION PROGRAM ANAL75,000STAMFORD, CT09/10/201209/24/2012WITHDRAWN
UBS SECURITIES LLCAUTHORIZED OFFICER, INDUSTRIALIZATION PROGRAM ANAL91,000NEW YORK, NY09/12/201209/24/2012WITHDRAWN
UBS SECURITIES LLCAUTHORIZED OFFICER, INTEGRATED MIDDLE OFFICE SPECIALIST80,000NEW YORK, NY01/29/201602/15/2016CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, OPERATIONS PRODUCT SPECIALIST65,000NEW YORK, NY03/13/201408/26/2014CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, PRODUCT CONTROLLER / BALANCE S83,400NEW YORK, NY11/14/201311/14/2013CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, REGULATORY REPORTING ANALYST55,000STAMFORD, CT06/25/201407/07/2014CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, REVENUE ANALYST / CCS65,100NEW YORK, NY11/19/201311/19/2013CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, SOFTWARE ENGINEER73,000STAMFORD, CT02/26/201402/26/2014WITHDRAWN
UBS SECURITIES LLCAUTHORIZED OFFICER, SOFTWARE ENGINEER73,000STAMFORD, CT02/26/201402/26/2014CERTIFIED
UBS SECURITIES LLCAUTHORIZED OFFICER, TRADING SUPPORT60,700STAMFORD, CT01/26/201106/05/2011WITHDRAWN
UBS SECURITIES LLCCLIENT CHARGING AND DATA FEES ANALYST51,000CHICAGO, IL03/18/201609/17/2016CERTIFIED
UBS SECURITIES LLCCOMMODITIES TRADER75,000NEW YORK, NY02/24/201508/06/2015CERTIFIED
UBS SECURITIES LLCDCM LATAM ANALYST/FICC54,891STAMFORD, CT11/17/201101/01/2012WITHDRAWN
UBS SECURITIES LLCDCM LATAM ANALYST/FICC55,000STAMFORD, CT02/23/201208/18/2012WITHDRAWN
UBS SECURITIES LLCDELTA ONE SALSEPERSON178,000NEW YORK, NY05/03/201305/12/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR136,500NEW YORK, NY03/17/201709/09/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR150,000NEW YORK, NY03/09/201708/20/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR154,500NEW YORK, NY03/07/201708/25/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR225,000NEW YORK, NY03/16/201709/09/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, ACCOUNT MANAGER / US DES175,000NEW YORK, NY03/11/201508/27/2015WITHDRAWN
UBS SECURITIES LLCDIRECTOR, BUSINESS ANALYST / EMAIL MARKETING120,500NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, BUSINESS ANALYST / EMAIL MARKETING134,000NEW YORK, NY02/24/201608/24/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, BUSINESS MANAGER / LATIN AMERICAN EQUITIES134,000NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, BUSINESS STRATEGIST / POWER & UTILITIES155,000NEW YORK, NY12/02/201312/02/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, BUSINESS STRATEGIST / POWER & UTILITIES GROUP155,000NEW YORK, NY12/02/201312/02/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, CASH EQUITY SALES - AUSTRALIAN SPECIALIST175,000NEW YORK, NY08/08/201609/05/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, CROSS ASSET MACRO SPECIALIST97,600NEW YORK, NY03/04/201609/02/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, CROSS ASSET MACRO SPECIALIST97,600NEW YORK, NY03/04/201609/02/2016WITHDRAWN
UBS SECURITIES LLCDIRECTOR, DATA SCIENCE MODELER155,000NEW YORK, NY05/30/201711/11/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, DATA SCIENCE MODELER155,000NEW YORK, NY11/03/201411/10/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, DIGITAL MARKETING PLATFORM BUSINESS ANALYST91,000NEW YORK, NY03/16/201509/10/2015WITHDRAWN
UBS SECURITIES LLCDIRECTOR, ECM ORIGINATION OFFICER154,000NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, EM STRATEGIST149,000NEW YORK, NY03/28/201403/28/2014WITHDRAWN
UBS SECURITIES LLCDIRECTOR, EM STRATEGIST149,000NEW YORK, NY03/28/201403/28/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, EMERGING MARKET EQUITY SALES125,000NEW YORK, NY02/16/201708/18/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, EMERGING MARKETS MACRO TRADER160,000NEW YORK, NY03/24/201503/30/2015WITHDRAWN
UBS SECURITIES LLCDIRECTOR, EMERGING MARKETS MACRO TRADER160,000NEW YORK, NY03/24/201503/30/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, EMERGING MARKETS TRADER160,000NEW YORK, NY03/19/201303/19/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, ENHANCED PRUDENTIAL STANDARDS / GROUP OPERATIONS155,000STAMFORD, CT10/27/201412/01/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, EQUITY CAPITAL MARKET (ECM) ORIGINATION OFFICER154,500NEW YORK, NY02/14/201708/11/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, EQUITY CAPITAL MARKET (ECM) ORIGINATION OFFICER154,500NEW YORK, NY03/17/201709/13/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, EQUITY RESEARCH ANALYST / HEALTHCARE170,000NEW YORK, NY05/11/201710/07/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, EQUITY RESEARCH ANALYST / MEDICAL TECHNO155,000NEW YORK, NY03/04/201609/02/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, EQUITY RESEARCH LATAM SALES110,000NEW YORK, NY03/09/201609/08/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, EUROPEAN EQUITY SALESPERSON153,546NEW YORK, NY03/11/201608/22/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, EVIDENCE LAB BUSINESS ANALYST185,000NEW YORK, NY08/08/201608/29/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, FCS GLOBAL SYNTHETIC AND CASH EQUITIES LEAD123,000NEW YORK, NY04/27/201710/07/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, FINANCE BUSINESS PARTNER106,800NEW YORK, NY02/12/201608/10/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, FIXED INCOME STRUCTURER118,581STAMFORD, CT11/22/201105/19/2012WITHDRAWN
UBS SECURITIES LLCDIRECTOR, GLOBAL CHEMICALS GROUP155,000NEW YORK, NY04/02/201507/28/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, GLOBAL TRANSFORMATION BUSINESS ANALYST120,000NEW YORK, NY05/10/201610/28/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, HEAD OF LATIN AMERICA TAX COMPLIANCE & ADVISORY100,500NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER110,000CHICAGO, IL07/22/201511/01/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER154,500NEW YORK, NY05/19/201708/12/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER225,000SAN FRANCISCO, CA09/09/201609/26/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER - FINANCIAL INSTITUTIONS GROUP200,000NEW YORK, NY07/07/201601/04/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / CONSUMER PRODUCTS200,000NEW YORK, NY05/16/201607/23/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / CONSUMER PRODUCTS200,000NEW YORK, NY05/12/201510/01/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / CONSUMER PRODUCTS &96,000NEW YORK, NY11/01/201311/01/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / FINANCIAL INSTITUTIO154,000NEW YORK, NY03/17/201403/24/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / FINANCIAL INSTITUTIONS GROUP154,000NEW YORK, NY07/09/201512/27/2015DENIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / FINANCIAL INSTITUTIONS GROUP154,000NEW YORK, NY07/15/201512/27/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / GLOBAL CHEMICALS GRO96,000NEW YORK, NY11/01/201311/01/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / GLOBAL INDUSTRIALS GROUP155,000NEW YORK, NY03/11/201509/02/2015WITHDRAWN
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / IBD125,500NEW YORK, NY10/27/201404/14/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / IBD155,000NEW YORK, NY11/12/201311/18/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / INVESTMENT BANKING D155,000NEW YORK, NY01/23/201404/04/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / INVESTMENT BANKING DEPARTMENT155,000NEW YORK, NY01/23/201404/04/2014WITHDRAWN
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / METALS AND MINING153,774NEW YORK, NY11/08/201311/18/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / METALS AND MINING153,774NEW YORK, NY11/08/201311/18/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / REAL ESTATE, LODGING & LEISURE125,133NEW YORK, NY04/01/201508/18/2015WITHDRAWN
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER / REAL ESTATE, LODGING & LEISURE125,133NEW YORK, NY04/01/201508/18/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER, CONSUMER PRODUCTS155,000NEW YORK, NY05/01/201508/12/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKER/INVESTMENT BANKING DEPARTMENT175,000NEW YORK, NY01/14/201307/14/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKING / MEDIA TELECOM155,000NEW YORK, NY11/14/201311/18/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, INVESTMENT BANKING DIRECTOR225,000NEW YORK, NY07/28/201608/15/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, LEAN ARCHITECT150,000WEEHAWKEN, NJ04/16/201404/28/2014WITHDRAWN
UBS SECURITIES LLCDIRECTOR, LEVERAGED FINANCE227,500NEW YORK, NY02/12/201608/10/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, MARKETING TECHNOLOGY60,500NEW YORK, NY07/09/201408/04/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, MORTGAGE PASS THROUGH TRADER / FICC83,990STAMFORD, CT06/20/201106/20/2011WITHDRAWN
UBS SECURITIES LLCDIRECTOR, OPTIONS TRADER / FICC MACRO160,000NEW YORK, NY04/25/201409/01/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, PRIME SERVICES RISK MANAGER154,000NEW YORK, NY01/13/201406/19/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, PRODUCT MANAGER148,000NEW YORK, NY02/07/201702/13/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, PROJECT MANAGER97,300NEW YORK, NY02/17/201508/05/2015DENIED
UBS SECURITIES LLCDIRECTOR, PROJECT MANAGER97,300NEW YORK, NY02/25/201508/05/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, PROJECT MANAGER102,000NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, PROJECT MANAGER107,500NEW YORK, NY02/10/201708/11/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, QUANT ON THE GLOBAL INDEX TRADING DESK / EQUITIES159,141NEW YORK, NY02/21/201308/22/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, QUANT ON THE GLOBAL INDEX TRADING DESK/EQUITIES142,450NEW YORK, NY11/29/201205/13/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, QUANTITATIVE ANALYST95,500NEW YORK, NY03/02/201708/18/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, QUANTITATIVE ANALYST125,000NEW YORK, NY10/13/201604/14/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, QUANTITATIVE ANALYST / GED97,600NEW YORK, NY03/04/201609/02/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, RATES QUANT95,500NEW YORK, NY10/07/201610/17/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, REGIONAL HEAD OF EXCHANGE MARGIN COLLATE96,000STAMFORD, CT09/30/201310/07/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, REGIONAL HEAD OF EXCHANGE MARGIN COLLATE96,000STAMFORD, CT10/31/201311/01/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, REGIONAL HEAD OF EXCHANGE MARGIN COLLATERAL, GROUP96,000STAMFORD, CT09/30/201310/07/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, RISK CONTROL SPECIALIST / FIRM-WIDE RISK96,000NEW YORK, NY11/08/201311/08/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, SALES TRADER140,000NEW YORK, NY03/22/201609/17/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, SENIOR EQD EXOTICS TRADER160,000NEW YORK, NY04/08/201604/11/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, SENIOR STRUCTURED TRADER, EMERGING MARKE159,200STAMFORD, CT04/02/201310/02/2013WITHDRAWN
UBS SECURITIES LLCDIRECTOR, STRESS TESTING ANALYST154,000NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, STRUCTURED FINANCE TRADER206,500NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, STRUCTURED FUNDING / FIG SOLUTIONS154,000NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER125,000NEW YORK, NY11/18/201605/20/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER - RISK MANAGER / FUNDING & CROSS CURRENCY155,000NEW YORK, NY01/30/201502/02/2015CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER / EQUITY DERIVATIVES EXOTICS125,500NEW YORK, NY11/06/201304/11/2014WITHDRAWN
UBS SECURITIES LLCDIRECTOR, TRADER / EQUITY DERIVATIVES EXOTICS125,500NEW YORK, NY11/06/201304/11/2014CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER / FX OPTIONS206,500NEW YORK, NY02/02/201608/03/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER / INSURANCE SOLUTIONS95,000NEW YORK, NY04/01/201609/30/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER / RATES & CREDIT160,000NEW YORK, NY02/10/201708/11/2017CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER / RATES & CREDIT206,500NEW YORK, NY02/02/201608/01/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, TRADER, RISK MANAGER / STRUCTURED CREDIT133,000NEW YORK, NY10/29/201310/29/2013CERTIFIED
UBS SECURITIES LLCDIRECTOR, US EQUITY RESEARCH SALESPERSON112,500SAN FRANCISCO, CA02/12/201608/11/2016CERTIFIED
UBS SECURITIES LLCDIRECTOR, USD SWAP TRADER221,500NEW YORK, NY01/31/201407/25/2014CERTIFIED
UBS SECURITIES LLCEQUITY RESEARCH ASSOCIATE65,500NEW YORK, NY02/19/201608/18/2016CERTIFIED
UBS SECURITIES LLCEQUITY RESEARCH ASSOCIATE87,000NEW YORK, NY10/23/201501/04/2016CERTIFIED
UBS SECURITIES LLCEQUITY RESEARCH ASSOCIATE - MED TECH66,500NEW YORK, NY03/27/201504/13/2015CERTIFIED
UBS SECURITIES LLCEQUITY RESEARCH ASSOCIATE, OILS65,500NEW YORK, NY01/28/201402/03/2014DENIED
UBS SECURITIES LLCEQUITY RESEARCH ASSOCIATE, OILS67,500NEW YORK, NY02/06/201402/17/2014CERTIFIED
UBS SECURITIES LLCEQUITY TRADE CAPTURE SPECIALIST65,000NEW YORK, NY05/08/201505/18/2015CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, INDEX TRANCHE TRADER, STRUCTURED CREDIT145,000NEW YORK, NY01/15/201301/16/2013WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR, ACCOUNT MANAGER / US DES175,000NEW YORK, NY03/04/201609/02/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, ASIA CASH EQUITIES SALESPERSON225,000NEW YORK, NY07/10/201408/18/2014WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR, ASIA CASH EQUITIES SALESPERSON225,000NEW YORK, NY07/10/201408/18/2014CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, BUSINESS MANAGER / CREDIT FLOW154,000NEW YORK, NY02/05/201407/25/2014CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, COMPLEX DERIVATIVES TRADER221,500NEW YORK, NY01/09/201407/10/2014WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR, COMPLEX DERIVATIVES TRADER221,500NEW YORK, NY01/09/201407/10/2014CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, CREDIT EXECUTION SERVICES - AMERICAS200,000NEW YORK, NY03/10/201708/19/2017CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, EQUITY CAPITAL MARKETS ORIGINATION260,000NEW YORK, NY01/06/201704/04/2017CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, EQUITY CAPITAL MARKETS ORIGINATION - CON206,500NEW YORK, NY02/26/201608/25/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, EQUITY CAPITAL MARKETS ORIGINATION - CON260,000NEW YORK, NY02/27/201708/25/2017CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, EQUITY DERIVATIVES OPERATING O219,000NEW YORK, NY01/14/201406/20/2014CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, EQUITY DERIVATIVES OPERATING OFFICER/AME219,000NEW YORK, NY01/14/201406/20/2014WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR, FX AND EM SALES225,000NEW YORK, NY02/07/201707/24/2017CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, FX SALES225,000NEW YORK, NY07/23/201407/23/2014CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, INVESTMENT BANKER / GLOBAL CHEMICALS155,000NEW YORK, NY05/28/201507/28/2015CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, INVESTMENT BANKER, HEAD OF LATAM FIG206,500NEW YORK, NY05/03/201610/01/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, LEVERAGED FINANCE154,000NEW YORK, NY03/09/201609/07/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, MARKETER/ORIGINATOR / ECM ORIGINATION206,500NEW YORK, NY02/25/201608/25/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, SALESPERSON / AUSTRALIAN HEDGE221,500NEW YORK, NY12/18/201312/18/2013CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, SALESPERSON / EQUITIES JAPAN D221,500NEW YORK, NY01/08/201406/19/2014CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, SALESPERSON/AUSTRALIAN HEDGE FUND EQUITY227,000NEW YORK, NY07/09/201512/16/2015DENIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, SALESPERSON/AUSTRALIAN HEDGE FUND EQUITY228,000NEW YORK, NY07/20/201512/16/2015WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR, SALESPERSON/AUSTRALIAN HEDGE FUND EQUITY228,000NEW YORK, NY07/20/201512/16/2015CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, STRESS TESTING ANALYST154,000NEW YORK, NY03/08/201609/06/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, STRUCTURED FINANCE TRADER206,500NEW YORK, NY03/07/201609/03/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, STRUCTURED FUNDING / FIG SOLUTIONS154,000NEW YORK, NY03/04/201609/02/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, STRUCTURER / NONCORE AND LEGACY STRUCTUR150,000NEW YORK, NY07/20/201501/19/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, STRUCTURER / NONCORE AND LEGACY STRUCTUR150,000NEW YORK, NY08/03/201501/19/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, TRADER153,546NEW YORK, NY04/18/201604/25/2016WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR, TRADER153,546NEW YORK, NY04/18/201604/25/2016CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, TRADER / STRUCTURED FINANCING200,000NEW YORK, NY03/10/201508/27/2015CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, TRADER / STRUCTURED FINANCING200,000NEW YORK, NY03/18/201509/09/2015CERTIFIED
UBS SECURITIES LLCEXECUTIVE DIRECTOR, USD RATES GAMMA TRADER250,000NEW YORK, NY05/15/201506/01/2015WITHDRAWN
UBS SECURITIES LLCEXECUTIVE DIRECTOR/STRATEGIST/COMMODITIES139,506STAMFORD, CT07/20/201110/01/2011WITHDRAWN
UBS SECURITIES LLCFICC TRADER55,000STAMFORD, CT03/09/201209/07/2012WITHDRAWN
UBS SECURITIES LLCFINANCIAL ANALYST88,213NEW YORK, NY02/05/201208/04/2012WITHDRAWN
UBS SECURITIES LLCGLOBAL RESEARCH CAMPAIGN MANAGER91,000NEW YORK, NY03/11/201508/27/2015CERTIFIED
UBS SECURITIES LLCGROUP OPERATIONS ANALYST, IB54,600NEW YORK, NY01/14/201301/21/2013WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/05/201608/04/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER65,500NEW YORK, NY02/26/201608/23/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER66,500NEW YORK, NY02/20/201508/03/2015WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKER66,500NEW YORK, NY02/23/201508/03/2015CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER66,500NEW YORK, NY03/04/201508/03/2015CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER67,500NEW YORK, NY01/02/201406/10/2014CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER67,500NEW YORK, NY01/02/201406/10/2014CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER67,500NEW YORK, NY02/19/201408/15/2014CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER67,500NEW YORK, NY02/24/201408/20/2014CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER90,500NEW YORK, NY02/11/201307/01/2013WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKER95,000NEW YORK, NY02/29/201608/26/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER95,100NEW YORK, NY12/11/201306/11/2014WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKER95,100NEW YORK, NY12/13/201306/10/2014CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER95,500NEW YORK, NY01/31/201707/28/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER95,500NEW YORK, NY02/09/201708/10/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER95,500NEW YORK, NY02/09/201708/10/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER95,500NEW YORK, NY02/15/201708/16/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER96,000NEW YORK, NY12/17/201406/13/2015CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER / FINANCIAL INSTITUTIONS GROUP86,965NEW YORK, NY03/07/201109/01/2011WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKER / GLOBAL INDUSTRIALS GROUP125,000NEW YORK, NY11/18/201311/25/2013CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKER/CONSUMER PRODUCTS AND RETAIL90,000NEW YORK, NY02/17/201208/17/2012WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKER/GLOBAL INDUSTRIALS GROUP90,000NEW YORK, NY02/17/201208/17/2012WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKING ANALYST65,500NEW YORK, NY02/18/201608/18/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ANALYST66,000NEW YORK, NY03/08/201709/07/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ANALYST66,500NEW YORK, NY03/12/201509/11/2015WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKING ANALYST70,000NEW YORK, NY02/20/201508/06/2015WITHDRAWN
UBS SECURITIES LLCINVESTMENT BANKING ANALYST85,000NEW YORK, NY01/21/201602/08/2016CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE95,500NEW YORK, NY01/20/201707/22/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE95,500NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE95,500NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE95,500NEW YORK, NY02/28/201708/26/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE95,500NEW YORK, NY03/07/201703/20/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE95,500NEW YORK, NY03/13/201708/26/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE96,000NEW YORK, NY04/16/201507/20/2015CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE97,900NEW YORK, NY02/18/201507/06/2015CERTIFIED
UBS SECURITIES LLCINVESTMENT BANKING ASSOCIATE / MERGERS & ACQUISITIONS (M&A)109,533NEW YORK, NY01/06/201701/06/2017CERTIFIED
UBS SECURITIES LLCINVESTMENT GRADE CREDIT TRADER122,845NEW YORK, NY11/07/201311/11/2013DENIED
UBS SECURITIES LLCINVESTMENT GRADE CREDIT TRADER125,000NEW YORK, NY11/14/201311/25/2013CERTIFIED
UBS SECURITIES LLCIT BUSINESS ANALYST / IMPLEMENTATION SPECIALIST100,000WEEHAWKEN, NJ11/24/201512/14/2015CERTIFIED
UBS SECURITIES LLCJUNIOR INDEX ANALYST61,000NEW YORK, NY06/13/201307/08/2013WITHDRAWN
UBS SECURITIES LLCJUNIOR RISK MANAGER80,000NEW YORK, NY11/10/201511/16/2015CERTIFIED
UBS SECURITIES LLCMANAGING DIRECTOR, INVESTMENT BANKER / ENERGY227,500HOUSTON, TX03/02/201608/25/2016CERTIFIED
UBS SECURITIES LLCMANAGING DIRECTOR, INVESTMENT BANKER / ENERGY275,000HOUSTON, TX03/02/201708/25/2017CERTIFIED
UBS SECURITIES LLCMANAGING DIRECTOR, TRADER / LATAM EMERGING MARKETS137,000STAMFORD, CT04/01/201310/01/2013WITHDRAWN
UBS SECURITIES LLCMANAGING DIRECTOR, TRADER/LATIN AMERICA (LATAM) EM142,000STAMFORD, CT10/24/201310/28/2013CERTIFIED
UBS SECURITIES LLCMANAGING DIRECTOR, TRADER/LATIN AMERICA (LATAM) EM142,000STAMFORD, CT10/24/201310/28/2013CERTIFIED
UBS SECURITIES LLCNETWORK MANAGEMENT SPECIALIST55,000NEW YORK, NY06/02/201506/15/2015CERTIFIED
UBS SECURITIES LLCNON-OFFICER, DESK QUANTITATIVE ANALYST88,500NEW YORK, NY06/08/201206/22/2012WITHDRAWN
UBS SECURITIES LLCOPERATIONS ANALYST53,500STAMFORD, CT02/21/201308/20/2013WITHDRAWN
UBS SECURITIES LLCOPERATIONS ANALYST/IB58,500NEW YORK, NY03/08/201209/06/2012WITHDRAWN
UBS SECURITIES LLCOPERATIONS PRODUCT SPECIALIST / STRUCTURED PRODUCTS59,000STAMFORD, CT05/04/201210/01/2012WITHDRAWN
UBS SECURITIES LLCOPERATIONS SPECIALIST, EQUITY DERIVATIVES MIDDLE OFFICE75,000NEW YORK, NY04/10/201504/27/2015CERTIFIED
UBS SECURITIES LLCPIN-FI BOND TRADER95,000NEW YORK, NY02/26/201608/26/2016CERTIFIED
UBS SECURITIES LLCQUANTITATIVE ANALYST100,000STAMFORD, CT07/25/201207/25/2012WITHDRAWN
UBS SECURITIES LLCQUANTITATIVE ANALYST / INVESTMENT BANKING DEPARTME58,600STAMFORD, CT05/26/201110/01/2011WITHDRAWN
UBS SECURITIES LLCQUANTITATIVE ANALYST, RATES AND CREDIT96,000NEW YORK, NY06/09/201506/22/2015CERTIFIED
UBS SECURITIES LLCQUANTITATIVE ANALYST/QUANTITATIVE ANALYTICS78,600STAMFORD, CT03/14/201109/07/2011WITHDRAWN
UBS SECURITIES LLCQUANTITATIVE RESEARCHER64,584NEW YORK, NY03/13/201309/11/2013WITHDRAWN
UBS SECURITIES LLCRMM QUANTITATIVE TRADING ANALYST90,000NEW YORK, NY03/10/201708/26/2017CERTIFIED
UBS SECURITIES LLCSALESPERSON/FICC86,736STAMFORD, CT10/24/201111/14/2011WITHDRAWN
UBS SECURITIES LLCSALESPERSON/RETAIL STRUCTURED NOTES67,205NEW YORK, NY11/13/201303/07/2014DENIED
UBS SECURITIES LLCSALESPERSON/RETAIL STRUCTURED NOTES67,205NEW YORK, NY11/19/201303/07/2014CERTIFIED
UBS SECURITIES LLCSECURITIES LENDING TRADER66,000NEW YORK, NY02/24/201708/10/2017CERTIFIED
UBS SECURITIES LLCSOFTWARE ENGINEER - IT BUSINESS ANALYST63,500WEEHAWKEN, NJ03/12/201509/10/2015CERTIFIED
UBS SECURITIES LLCTRADER54,891STAMFORD, CT02/06/201202/06/2012WITHDRAWN

This website indexed Labor Condition Application ("LCA") disclosure data from UNITED STATES DEPARTMENT OF LABOR.
Prior to filing the H-1B petition with the USCIS, an employer must file a LCA with the Department of Labor.
A Labor Condition Application ("LCA") is used by employers as supporting evidence for the petition for an H-1B visa.
DOL disclosure data does not indicate the employer's intended use for the LCA.

Indexed more than 2.6 million records between Oct 2012 and June 2017
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